1 ============================ 2 LINUX KERNEL MEMORY BARRIERS 3 ============================ 4 5By: David Howells <dhowells@redhat.com> 6 Paul E. McKenney <paulmck@linux.vnet.ibm.com> 7 8Contents: 9 10 (*) Abstract memory access model. 11 12 - Device operations. 13 - Guarantees. 14 15 (*) What are memory barriers? 16 17 - Varieties of memory barrier. 18 - What may not be assumed about memory barriers? 19 - Data dependency barriers. 20 - Control dependencies. 21 - SMP barrier pairing. 22 - Examples of memory barrier sequences. 23 - Read memory barriers vs load speculation. 24 - Transitivity 25 26 (*) Explicit kernel barriers. 27 28 - Compiler barrier. 29 - CPU memory barriers. 30 - MMIO write barrier. 31 32 (*) Implicit kernel memory barriers. 33 34 - Locking functions. 35 - Interrupt disabling functions. 36 - Sleep and wake-up functions. 37 - Miscellaneous functions. 38 39 (*) Inter-CPU locking barrier effects. 40 41 - Locks vs memory accesses. 42 - Locks vs I/O accesses. 43 44 (*) Where are memory barriers needed? 45 46 - Interprocessor interaction. 47 - Atomic operations. 48 - Accessing devices. 49 - Interrupts. 50 51 (*) Kernel I/O barrier effects. 52 53 (*) Assumed minimum execution ordering model. 54 55 (*) The effects of the cpu cache. 56 57 - Cache coherency. 58 - Cache coherency vs DMA. 59 - Cache coherency vs MMIO. 60 61 (*) The things CPUs get up to. 62 63 - And then there's the Alpha. 64 65 (*) Example uses. 66 67 - Circular buffers. 68 69 (*) References. 70 71 72============================ 73ABSTRACT MEMORY ACCESS MODEL 74============================ 75 76Consider the following abstract model of the system: 77 78 : : 79 : : 80 : : 81 +-------+ : +--------+ : +-------+ 82 | | : | | : | | 83 | | : | | : | | 84 | CPU 1 |<----->| Memory |<----->| CPU 2 | 85 | | : | | : | | 86 | | : | | : | | 87 +-------+ : +--------+ : +-------+ 88 ^ : ^ : ^ 89 | : | : | 90 | : | : | 91 | : v : | 92 | : +--------+ : | 93 | : | | : | 94 | : | | : | 95 +---------->| Device |<----------+ 96 : | | : 97 : | | : 98 : +--------+ : 99 : : 100 101Each CPU executes a program that generates memory access operations. In the 102abstract CPU, memory operation ordering is very relaxed, and a CPU may actually 103perform the memory operations in any order it likes, provided program causality 104appears to be maintained. Similarly, the compiler may also arrange the 105instructions it emits in any order it likes, provided it doesn't affect the 106apparent operation of the program. 107 108So in the above diagram, the effects of the memory operations performed by a 109CPU are perceived by the rest of the system as the operations cross the 110interface between the CPU and rest of the system (the dotted lines). 111 112 113For example, consider the following sequence of events: 114 115 CPU 1 CPU 2 116 =============== =============== 117 { A == 1; B == 2 } 118 A = 3; x = B; 119 B = 4; y = A; 120 121The set of accesses as seen by the memory system in the middle can be arranged 122in 24 different combinations: 123 124 STORE A=3, STORE B=4, y=LOAD A->3, x=LOAD B->4 125 STORE A=3, STORE B=4, x=LOAD B->4, y=LOAD A->3 126 STORE A=3, y=LOAD A->3, STORE B=4, x=LOAD B->4 127 STORE A=3, y=LOAD A->3, x=LOAD B->2, STORE B=4 128 STORE A=3, x=LOAD B->2, STORE B=4, y=LOAD A->3 129 STORE A=3, x=LOAD B->2, y=LOAD A->3, STORE B=4 130 STORE B=4, STORE A=3, y=LOAD A->3, x=LOAD B->4 131 STORE B=4, ... 132 ... 133 134and can thus result in four different combinations of values: 135 136 x == 2, y == 1 137 x == 2, y == 3 138 x == 4, y == 1 139 x == 4, y == 3 140 141 142Furthermore, the stores committed by a CPU to the memory system may not be 143perceived by the loads made by another CPU in the same order as the stores were 144committed. 145 146 147As a further example, consider this sequence of events: 148 149 CPU 1 CPU 2 150 =============== =============== 151 { A == 1, B == 2, C = 3, P == &A, Q == &C } 152 B = 4; Q = P; 153 P = &B D = *Q; 154 155There is an obvious data dependency here, as the value loaded into D depends on 156the address retrieved from P by CPU 2. At the end of the sequence, any of the 157following results are possible: 158 159 (Q == &A) and (D == 1) 160 (Q == &B) and (D == 2) 161 (Q == &B) and (D == 4) 162 163Note that CPU 2 will never try and load C into D because the CPU will load P 164into Q before issuing the load of *Q. 165 166 167DEVICE OPERATIONS 168----------------- 169 170Some devices present their control interfaces as collections of memory 171locations, but the order in which the control registers are accessed is very 172important. For instance, imagine an ethernet card with a set of internal 173registers that are accessed through an address port register (A) and a data 174port register (D). To read internal register 5, the following code might then 175be used: 176 177 *A = 5; 178 x = *D; 179 180but this might show up as either of the following two sequences: 181 182 STORE *A = 5, x = LOAD *D 183 x = LOAD *D, STORE *A = 5 184 185the second of which will almost certainly result in a malfunction, since it set 186the address _after_ attempting to read the register. 187 188 189GUARANTEES 190---------- 191 192There are some minimal guarantees that may be expected of a CPU: 193 194 (*) On any given CPU, dependent memory accesses will be issued in order, with 195 respect to itself. This means that for: 196 197 Q = READ_ONCE(P); smp_read_barrier_depends(); D = READ_ONCE(*Q); 198 199 the CPU will issue the following memory operations: 200 201 Q = LOAD P, D = LOAD *Q 202 203 and always in that order. On most systems, smp_read_barrier_depends() 204 does nothing, but it is required for DEC Alpha. The READ_ONCE() 205 is required to prevent compiler mischief. Please note that you 206 should normally use something like rcu_dereference() instead of 207 open-coding smp_read_barrier_depends(). 208 209 (*) Overlapping loads and stores within a particular CPU will appear to be 210 ordered within that CPU. This means that for: 211 212 a = READ_ONCE(*X); WRITE_ONCE(*X, b); 213 214 the CPU will only issue the following sequence of memory operations: 215 216 a = LOAD *X, STORE *X = b 217 218 And for: 219 220 WRITE_ONCE(*X, c); d = READ_ONCE(*X); 221 222 the CPU will only issue: 223 224 STORE *X = c, d = LOAD *X 225 226 (Loads and stores overlap if they are targeted at overlapping pieces of 227 memory). 228 229And there are a number of things that _must_ or _must_not_ be assumed: 230 231 (*) It _must_not_ be assumed that the compiler will do what you want 232 with memory references that are not protected by READ_ONCE() and 233 WRITE_ONCE(). Without them, the compiler is within its rights to 234 do all sorts of "creative" transformations, which are covered in 235 the COMPILER BARRIER section. 236 237 (*) It _must_not_ be assumed that independent loads and stores will be issued 238 in the order given. This means that for: 239 240 X = *A; Y = *B; *D = Z; 241 242 we may get any of the following sequences: 243 244 X = LOAD *A, Y = LOAD *B, STORE *D = Z 245 X = LOAD *A, STORE *D = Z, Y = LOAD *B 246 Y = LOAD *B, X = LOAD *A, STORE *D = Z 247 Y = LOAD *B, STORE *D = Z, X = LOAD *A 248 STORE *D = Z, X = LOAD *A, Y = LOAD *B 249 STORE *D = Z, Y = LOAD *B, X = LOAD *A 250 251 (*) It _must_ be assumed that overlapping memory accesses may be merged or 252 discarded. This means that for: 253 254 X = *A; Y = *(A + 4); 255 256 we may get any one of the following sequences: 257 258 X = LOAD *A; Y = LOAD *(A + 4); 259 Y = LOAD *(A + 4); X = LOAD *A; 260 {X, Y} = LOAD {*A, *(A + 4) }; 261 262 And for: 263 264 *A = X; *(A + 4) = Y; 265 266 we may get any of: 267 268 STORE *A = X; STORE *(A + 4) = Y; 269 STORE *(A + 4) = Y; STORE *A = X; 270 STORE {*A, *(A + 4) } = {X, Y}; 271 272And there are anti-guarantees: 273 274 (*) These guarantees do not apply to bitfields, because compilers often 275 generate code to modify these using non-atomic read-modify-write 276 sequences. Do not attempt to use bitfields to synchronize parallel 277 algorithms. 278 279 (*) Even in cases where bitfields are protected by locks, all fields 280 in a given bitfield must be protected by one lock. If two fields 281 in a given bitfield are protected by different locks, the compiler's 282 non-atomic read-modify-write sequences can cause an update to one 283 field to corrupt the value of an adjacent field. 284 285 (*) These guarantees apply only to properly aligned and sized scalar 286 variables. "Properly sized" currently means variables that are 287 the same size as "char", "short", "int" and "long". "Properly 288 aligned" means the natural alignment, thus no constraints for 289 "char", two-byte alignment for "short", four-byte alignment for 290 "int", and either four-byte or eight-byte alignment for "long", 291 on 32-bit and 64-bit systems, respectively. Note that these 292 guarantees were introduced into the C11 standard, so beware when 293 using older pre-C11 compilers (for example, gcc 4.6). The portion 294 of the standard containing this guarantee is Section 3.14, which 295 defines "memory location" as follows: 296 297 memory location 298 either an object of scalar type, or a maximal sequence 299 of adjacent bit-fields all having nonzero width 300 301 NOTE 1: Two threads of execution can update and access 302 separate memory locations without interfering with 303 each other. 304 305 NOTE 2: A bit-field and an adjacent non-bit-field member 306 are in separate memory locations. The same applies 307 to two bit-fields, if one is declared inside a nested 308 structure declaration and the other is not, or if the two 309 are separated by a zero-length bit-field declaration, 310 or if they are separated by a non-bit-field member 311 declaration. It is not safe to concurrently update two 312 bit-fields in the same structure if all members declared 313 between them are also bit-fields, no matter what the 314 sizes of those intervening bit-fields happen to be. 315 316 317========================= 318WHAT ARE MEMORY BARRIERS? 319========================= 320 321As can be seen above, independent memory operations are effectively performed 322in random order, but this can be a problem for CPU-CPU interaction and for I/O. 323What is required is some way of intervening to instruct the compiler and the 324CPU to restrict the order. 325 326Memory barriers are such interventions. They impose a perceived partial 327ordering over the memory operations on either side of the barrier. 328 329Such enforcement is important because the CPUs and other devices in a system 330can use a variety of tricks to improve performance, including reordering, 331deferral and combination of memory operations; speculative loads; speculative 332branch prediction and various types of caching. Memory barriers are used to 333override or suppress these tricks, allowing the code to sanely control the 334interaction of multiple CPUs and/or devices. 335 336 337VARIETIES OF MEMORY BARRIER 338--------------------------- 339 340Memory barriers come in four basic varieties: 341 342 (1) Write (or store) memory barriers. 343 344 A write memory barrier gives a guarantee that all the STORE operations 345 specified before the barrier will appear to happen before all the STORE 346 operations specified after the barrier with respect to the other 347 components of the system. 348 349 A write barrier is a partial ordering on stores only; it is not required 350 to have any effect on loads. 351 352 A CPU can be viewed as committing a sequence of store operations to the 353 memory system as time progresses. All stores before a write barrier will 354 occur in the sequence _before_ all the stores after the write barrier. 355 356 [!] Note that write barriers should normally be paired with read or data 357 dependency barriers; see the "SMP barrier pairing" subsection. 358 359 360 (2) Data dependency barriers. 361 362 A data dependency barrier is a weaker form of read barrier. In the case 363 where two loads are performed such that the second depends on the result 364 of the first (eg: the first load retrieves the address to which the second 365 load will be directed), a data dependency barrier would be required to 366 make sure that the target of the second load is updated before the address 367 obtained by the first load is accessed. 368 369 A data dependency barrier is a partial ordering on interdependent loads 370 only; it is not required to have any effect on stores, independent loads 371 or overlapping loads. 372 373 As mentioned in (1), the other CPUs in the system can be viewed as 374 committing sequences of stores to the memory system that the CPU being 375 considered can then perceive. A data dependency barrier issued by the CPU 376 under consideration guarantees that for any load preceding it, if that 377 load touches one of a sequence of stores from another CPU, then by the 378 time the barrier completes, the effects of all the stores prior to that 379 touched by the load will be perceptible to any loads issued after the data 380 dependency barrier. 381 382 See the "Examples of memory barrier sequences" subsection for diagrams 383 showing the ordering constraints. 384 385 [!] Note that the first load really has to have a _data_ dependency and 386 not a control dependency. If the address for the second load is dependent 387 on the first load, but the dependency is through a conditional rather than 388 actually loading the address itself, then it's a _control_ dependency and 389 a full read barrier or better is required. See the "Control dependencies" 390 subsection for more information. 391 392 [!] Note that data dependency barriers should normally be paired with 393 write barriers; see the "SMP barrier pairing" subsection. 394 395 396 (3) Read (or load) memory barriers. 397 398 A read barrier is a data dependency barrier plus a guarantee that all the 399 LOAD operations specified before the barrier will appear to happen before 400 all the LOAD operations specified after the barrier with respect to the 401 other components of the system. 402 403 A read barrier is a partial ordering on loads only; it is not required to 404 have any effect on stores. 405 406 Read memory barriers imply data dependency barriers, and so can substitute 407 for them. 408 409 [!] Note that read barriers should normally be paired with write barriers; 410 see the "SMP barrier pairing" subsection. 411 412 413 (4) General memory barriers. 414 415 A general memory barrier gives a guarantee that all the LOAD and STORE 416 operations specified before the barrier will appear to happen before all 417 the LOAD and STORE operations specified after the barrier with respect to 418 the other components of the system. 419 420 A general memory barrier is a partial ordering over both loads and stores. 421 422 General memory barriers imply both read and write memory barriers, and so 423 can substitute for either. 424 425 426And a couple of implicit varieties: 427 428 (5) ACQUIRE operations. 429 430 This acts as a one-way permeable barrier. It guarantees that all memory 431 operations after the ACQUIRE operation will appear to happen after the 432 ACQUIRE operation with respect to the other components of the system. 433 ACQUIRE operations include LOCK operations and smp_load_acquire() 434 operations. 435 436 Memory operations that occur before an ACQUIRE operation may appear to 437 happen after it completes. 438 439 An ACQUIRE operation should almost always be paired with a RELEASE 440 operation. 441 442 443 (6) RELEASE operations. 444 445 This also acts as a one-way permeable barrier. It guarantees that all 446 memory operations before the RELEASE operation will appear to happen 447 before the RELEASE operation with respect to the other components of the 448 system. RELEASE operations include UNLOCK operations and 449 smp_store_release() operations. 450 451 Memory operations that occur after a RELEASE operation may appear to 452 happen before it completes. 453 454 The use of ACQUIRE and RELEASE operations generally precludes the need 455 for other sorts of memory barrier (but note the exceptions mentioned in 456 the subsection "MMIO write barrier"). In addition, a RELEASE+ACQUIRE 457 pair is -not- guaranteed to act as a full memory barrier. However, after 458 an ACQUIRE on a given variable, all memory accesses preceding any prior 459 RELEASE on that same variable are guaranteed to be visible. In other 460 words, within a given variable's critical section, all accesses of all 461 previous critical sections for that variable are guaranteed to have 462 completed. 463 464 This means that ACQUIRE acts as a minimal "acquire" operation and 465 RELEASE acts as a minimal "release" operation. 466 467 468Memory barriers are only required where there's a possibility of interaction 469between two CPUs or between a CPU and a device. If it can be guaranteed that 470there won't be any such interaction in any particular piece of code, then 471memory barriers are unnecessary in that piece of code. 472 473 474Note that these are the _minimum_ guarantees. Different architectures may give 475more substantial guarantees, but they may _not_ be relied upon outside of arch 476specific code. 477 478 479WHAT MAY NOT BE ASSUMED ABOUT MEMORY BARRIERS? 480---------------------------------------------- 481 482There are certain things that the Linux kernel memory barriers do not guarantee: 483 484 (*) There is no guarantee that any of the memory accesses specified before a 485 memory barrier will be _complete_ by the completion of a memory barrier 486 instruction; the barrier can be considered to draw a line in that CPU's 487 access queue that accesses of the appropriate type may not cross. 488 489 (*) There is no guarantee that issuing a memory barrier on one CPU will have 490 any direct effect on another CPU or any other hardware in the system. The 491 indirect effect will be the order in which the second CPU sees the effects 492 of the first CPU's accesses occur, but see the next point: 493 494 (*) There is no guarantee that a CPU will see the correct order of effects 495 from a second CPU's accesses, even _if_ the second CPU uses a memory 496 barrier, unless the first CPU _also_ uses a matching memory barrier (see 497 the subsection on "SMP Barrier Pairing"). 498 499 (*) There is no guarantee that some intervening piece of off-the-CPU 500 hardware[*] will not reorder the memory accesses. CPU cache coherency 501 mechanisms should propagate the indirect effects of a memory barrier 502 between CPUs, but might not do so in order. 503 504 [*] For information on bus mastering DMA and coherency please read: 505 506 Documentation/PCI/pci.txt 507 Documentation/DMA-API-HOWTO.txt 508 Documentation/DMA-API.txt 509 510 511DATA DEPENDENCY BARRIERS 512------------------------ 513 514The usage requirements of data dependency barriers are a little subtle, and 515it's not always obvious that they're needed. To illustrate, consider the 516following sequence of events: 517 518 CPU 1 CPU 2 519 =============== =============== 520 { A == 1, B == 2, C = 3, P == &A, Q == &C } 521 B = 4; 522 <write barrier> 523 WRITE_ONCE(P, &B) 524 Q = READ_ONCE(P); 525 D = *Q; 526 527There's a clear data dependency here, and it would seem that by the end of the 528sequence, Q must be either &A or &B, and that: 529 530 (Q == &A) implies (D == 1) 531 (Q == &B) implies (D == 4) 532 533But! CPU 2's perception of P may be updated _before_ its perception of B, thus 534leading to the following situation: 535 536 (Q == &B) and (D == 2) ???? 537 538Whilst this may seem like a failure of coherency or causality maintenance, it 539isn't, and this behaviour can be observed on certain real CPUs (such as the DEC 540Alpha). 541 542To deal with this, a data dependency barrier or better must be inserted 543between the address load and the data load: 544 545 CPU 1 CPU 2 546 =============== =============== 547 { A == 1, B == 2, C = 3, P == &A, Q == &C } 548 B = 4; 549 <write barrier> 550 WRITE_ONCE(P, &B); 551 Q = READ_ONCE(P); 552 <data dependency barrier> 553 D = *Q; 554 555This enforces the occurrence of one of the two implications, and prevents the 556third possibility from arising. 557 558A data-dependency barrier must also order against dependent writes: 559 560 CPU 1 CPU 2 561 =============== =============== 562 { A == 1, B == 2, C = 3, P == &A, Q == &C } 563 B = 4; 564 <write barrier> 565 WRITE_ONCE(P, &B); 566 Q = READ_ONCE(P); 567 <data dependency barrier> 568 *Q = 5; 569 570The data-dependency barrier must order the read into Q with the store 571into *Q. This prohibits this outcome: 572 573 (Q == B) && (B == 4) 574 575Please note that this pattern should be rare. After all, the whole point 576of dependency ordering is to -prevent- writes to the data structure, along 577with the expensive cache misses associated with those writes. This pattern 578can be used to record rare error conditions and the like, and the ordering 579prevents such records from being lost. 580 581 582[!] Note that this extremely counterintuitive situation arises most easily on 583machines with split caches, so that, for example, one cache bank processes 584even-numbered cache lines and the other bank processes odd-numbered cache 585lines. The pointer P might be stored in an odd-numbered cache line, and the 586variable B might be stored in an even-numbered cache line. Then, if the 587even-numbered bank of the reading CPU's cache is extremely busy while the 588odd-numbered bank is idle, one can see the new value of the pointer P (&B), 589but the old value of the variable B (2). 590 591 592The data dependency barrier is very important to the RCU system, 593for example. See rcu_assign_pointer() and rcu_dereference() in 594include/linux/rcupdate.h. This permits the current target of an RCU'd 595pointer to be replaced with a new modified target, without the replacement 596target appearing to be incompletely initialised. 597 598See also the subsection on "Cache Coherency" for a more thorough example. 599 600 601CONTROL DEPENDENCIES 602-------------------- 603 604A load-load control dependency requires a full read memory barrier, not 605simply a data dependency barrier to make it work correctly. Consider the 606following bit of code: 607 608 q = READ_ONCE(a); 609 if (q) { 610 <data dependency barrier> /* BUG: No data dependency!!! */ 611 p = READ_ONCE(b); 612 } 613 614This will not have the desired effect because there is no actual data 615dependency, but rather a control dependency that the CPU may short-circuit 616by attempting to predict the outcome in advance, so that other CPUs see 617the load from b as having happened before the load from a. In such a 618case what's actually required is: 619 620 q = READ_ONCE(a); 621 if (q) { 622 <read barrier> 623 p = READ_ONCE(b); 624 } 625 626However, stores are not speculated. This means that ordering -is- provided 627for load-store control dependencies, as in the following example: 628 629 q = READ_ONCE(a); 630 if (q) { 631 WRITE_ONCE(b, p); 632 } 633 634Control dependencies pair normally with other types of barriers. That 635said, please note that READ_ONCE() is not optional! Without the 636READ_ONCE(), the compiler might combine the load from 'a' with other 637loads from 'a', and the store to 'b' with other stores to 'b', with 638possible highly counterintuitive effects on ordering. 639 640Worse yet, if the compiler is able to prove (say) that the value of 641variable 'a' is always non-zero, it would be well within its rights 642to optimize the original example by eliminating the "if" statement 643as follows: 644 645 q = a; 646 b = p; /* BUG: Compiler and CPU can both reorder!!! */ 647 648So don't leave out the READ_ONCE(). 649 650It is tempting to try to enforce ordering on identical stores on both 651branches of the "if" statement as follows: 652 653 q = READ_ONCE(a); 654 if (q) { 655 barrier(); 656 WRITE_ONCE(b, p); 657 do_something(); 658 } else { 659 barrier(); 660 WRITE_ONCE(b, p); 661 do_something_else(); 662 } 663 664Unfortunately, current compilers will transform this as follows at high 665optimization levels: 666 667 q = READ_ONCE(a); 668 barrier(); 669 WRITE_ONCE(b, p); /* BUG: No ordering vs. load from a!!! */ 670 if (q) { 671 /* WRITE_ONCE(b, p); -- moved up, BUG!!! */ 672 do_something(); 673 } else { 674 /* WRITE_ONCE(b, p); -- moved up, BUG!!! */ 675 do_something_else(); 676 } 677 678Now there is no conditional between the load from 'a' and the store to 679'b', which means that the CPU is within its rights to reorder them: 680The conditional is absolutely required, and must be present in the 681assembly code even after all compiler optimizations have been applied. 682Therefore, if you need ordering in this example, you need explicit 683memory barriers, for example, smp_store_release(): 684 685 q = READ_ONCE(a); 686 if (q) { 687 smp_store_release(&b, p); 688 do_something(); 689 } else { 690 smp_store_release(&b, p); 691 do_something_else(); 692 } 693 694In contrast, without explicit memory barriers, two-legged-if control 695ordering is guaranteed only when the stores differ, for example: 696 697 q = READ_ONCE(a); 698 if (q) { 699 WRITE_ONCE(b, p); 700 do_something(); 701 } else { 702 WRITE_ONCE(b, r); 703 do_something_else(); 704 } 705 706The initial READ_ONCE() is still required to prevent the compiler from 707proving the value of 'a'. 708 709In addition, you need to be careful what you do with the local variable 'q', 710otherwise the compiler might be able to guess the value and again remove 711the needed conditional. For example: 712 713 q = READ_ONCE(a); 714 if (q % MAX) { 715 WRITE_ONCE(b, p); 716 do_something(); 717 } else { 718 WRITE_ONCE(b, r); 719 do_something_else(); 720 } 721 722If MAX is defined to be 1, then the compiler knows that (q % MAX) is 723equal to zero, in which case the compiler is within its rights to 724transform the above code into the following: 725 726 q = READ_ONCE(a); 727 WRITE_ONCE(b, p); 728 do_something_else(); 729 730Given this transformation, the CPU is not required to respect the ordering 731between the load from variable 'a' and the store to variable 'b'. It is 732tempting to add a barrier(), but this does not help. The conditional 733is gone, and the barrier won't bring it back. Therefore, if you are 734relying on this ordering, you should make sure that MAX is greater than 735one, perhaps as follows: 736 737 q = READ_ONCE(a); 738 BUILD_BUG_ON(MAX <= 1); /* Order load from a with store to b. */ 739 if (q % MAX) { 740 WRITE_ONCE(b, p); 741 do_something(); 742 } else { 743 WRITE_ONCE(b, r); 744 do_something_else(); 745 } 746 747Please note once again that the stores to 'b' differ. If they were 748identical, as noted earlier, the compiler could pull this store outside 749of the 'if' statement. 750 751You must also be careful not to rely too much on boolean short-circuit 752evaluation. Consider this example: 753 754 q = READ_ONCE(a); 755 if (q || 1 > 0) 756 WRITE_ONCE(b, 1); 757 758Because the first condition cannot fault and the second condition is 759always true, the compiler can transform this example as following, 760defeating control dependency: 761 762 q = READ_ONCE(a); 763 WRITE_ONCE(b, 1); 764 765This example underscores the need to ensure that the compiler cannot 766out-guess your code. More generally, although READ_ONCE() does force 767the compiler to actually emit code for a given load, it does not force 768the compiler to use the results. 769 770Finally, control dependencies do -not- provide transitivity. This is 771demonstrated by two related examples, with the initial values of 772x and y both being zero: 773 774 CPU 0 CPU 1 775 ======================= ======================= 776 r1 = READ_ONCE(x); r2 = READ_ONCE(y); 777 if (r1 > 0) if (r2 > 0) 778 WRITE_ONCE(y, 1); WRITE_ONCE(x, 1); 779 780 assert(!(r1 == 1 && r2 == 1)); 781 782The above two-CPU example will never trigger the assert(). However, 783if control dependencies guaranteed transitivity (which they do not), 784then adding the following CPU would guarantee a related assertion: 785 786 CPU 2 787 ===================== 788 WRITE_ONCE(x, 2); 789 790 assert(!(r1 == 2 && r2 == 1 && x == 2)); /* FAILS!!! */ 791 792But because control dependencies do -not- provide transitivity, the above 793assertion can fail after the combined three-CPU example completes. If you 794need the three-CPU example to provide ordering, you will need smp_mb() 795between the loads and stores in the CPU 0 and CPU 1 code fragments, 796that is, just before or just after the "if" statements. Furthermore, 797the original two-CPU example is very fragile and should be avoided. 798 799These two examples are the LB and WWC litmus tests from this paper: 800http://www.cl.cam.ac.uk/users/pes20/ppc-supplemental/test6.pdf and this 801site: https://www.cl.cam.ac.uk/~pes20/ppcmem/index.html. 802 803In summary: 804 805 (*) Control dependencies can order prior loads against later stores. 806 However, they do -not- guarantee any other sort of ordering: 807 Not prior loads against later loads, nor prior stores against 808 later anything. If you need these other forms of ordering, 809 use smp_rmb(), smp_wmb(), or, in the case of prior stores and 810 later loads, smp_mb(). 811 812 (*) If both legs of the "if" statement begin with identical stores to 813 the same variable, then those stores must be ordered, either by 814 preceding both of them with smp_mb() or by using smp_store_release() 815 to carry out the stores. Please note that it is -not- sufficient 816 to use barrier() at beginning of each leg of the "if" statement, 817 as optimizing compilers do not necessarily respect barrier() 818 in this case. 819 820 (*) Control dependencies require at least one run-time conditional 821 between the prior load and the subsequent store, and this 822 conditional must involve the prior load. If the compiler is able 823 to optimize the conditional away, it will have also optimized 824 away the ordering. Careful use of READ_ONCE() and WRITE_ONCE() 825 can help to preserve the needed conditional. 826 827 (*) Control dependencies require that the compiler avoid reordering the 828 dependency into nonexistence. Careful use of READ_ONCE() or 829 atomic{,64}_read() can help to preserve your control dependency. 830 Please see the COMPILER BARRIER section for more information. 831 832 (*) Control dependencies pair normally with other types of barriers. 833 834 (*) Control dependencies do -not- provide transitivity. If you 835 need transitivity, use smp_mb(). 836 837 838SMP BARRIER PAIRING 839------------------- 840 841When dealing with CPU-CPU interactions, certain types of memory barrier should 842always be paired. A lack of appropriate pairing is almost certainly an error. 843 844General barriers pair with each other, though they also pair with most 845other types of barriers, albeit without transitivity. An acquire barrier 846pairs with a release barrier, but both may also pair with other barriers, 847including of course general barriers. A write barrier pairs with a data 848dependency barrier, a control dependency, an acquire barrier, a release 849barrier, a read barrier, or a general barrier. Similarly a read barrier, 850control dependency, or a data dependency barrier pairs with a write 851barrier, an acquire barrier, a release barrier, or a general barrier: 852 853 CPU 1 CPU 2 854 =============== =============== 855 WRITE_ONCE(a, 1); 856 <write barrier> 857 WRITE_ONCE(b, 2); x = READ_ONCE(b); 858 <read barrier> 859 y = READ_ONCE(a); 860 861Or: 862 863 CPU 1 CPU 2 864 =============== =============================== 865 a = 1; 866 <write barrier> 867 WRITE_ONCE(b, &a); x = READ_ONCE(b); 868 <data dependency barrier> 869 y = *x; 870 871Or even: 872 873 CPU 1 CPU 2 874 =============== =============================== 875 r1 = READ_ONCE(y); 876 <general barrier> 877 WRITE_ONCE(y, 1); if (r2 = READ_ONCE(x)) { 878 <implicit control dependency> 879 WRITE_ONCE(y, 1); 880 } 881 882 assert(r1 == 0 || r2 == 0); 883 884Basically, the read barrier always has to be there, even though it can be of 885the "weaker" type. 886 887[!] Note that the stores before the write barrier would normally be expected to 888match the loads after the read barrier or the data dependency barrier, and vice 889versa: 890 891 CPU 1 CPU 2 892 =================== =================== 893 WRITE_ONCE(a, 1); }---- --->{ v = READ_ONCE(c); 894 WRITE_ONCE(b, 2); } \ / { w = READ_ONCE(d); 895 <write barrier> \ <read barrier> 896 WRITE_ONCE(c, 3); } / \ { x = READ_ONCE(a); 897 WRITE_ONCE(d, 4); }---- --->{ y = READ_ONCE(b); 898 899 900EXAMPLES OF MEMORY BARRIER SEQUENCES 901------------------------------------ 902 903Firstly, write barriers act as partial orderings on store operations. 904Consider the following sequence of events: 905 906 CPU 1 907 ======================= 908 STORE A = 1 909 STORE B = 2 910 STORE C = 3 911 <write barrier> 912 STORE D = 4 913 STORE E = 5 914 915This sequence of events is committed to the memory coherence system in an order 916that the rest of the system might perceive as the unordered set of { STORE A, 917STORE B, STORE C } all occurring before the unordered set of { STORE D, STORE E 918}: 919 920 +-------+ : : 921 | | +------+ 922 | |------>| C=3 | } /\ 923 | | : +------+ }----- \ -----> Events perceptible to 924 | | : | A=1 | } \/ the rest of the system 925 | | : +------+ } 926 | CPU 1 | : | B=2 | } 927 | | +------+ } 928 | | wwwwwwwwwwwwwwww } <--- At this point the write barrier 929 | | +------+ } requires all stores prior to the 930 | | : | E=5 | } barrier to be committed before 931 | | : +------+ } further stores may take place 932 | |------>| D=4 | } 933 | | +------+ 934 +-------+ : : 935 | 936 | Sequence in which stores are committed to the 937 | memory system by CPU 1 938 V 939 940 941Secondly, data dependency barriers act as partial orderings on data-dependent 942loads. Consider the following sequence of events: 943 944 CPU 1 CPU 2 945 ======================= ======================= 946 { B = 7; X = 9; Y = 8; C = &Y } 947 STORE A = 1 948 STORE B = 2 949 <write barrier> 950 STORE C = &B LOAD X 951 STORE D = 4 LOAD C (gets &B) 952 LOAD *C (reads B) 953 954Without intervention, CPU 2 may perceive the events on CPU 1 in some 955effectively random order, despite the write barrier issued by CPU 1: 956 957 +-------+ : : : : 958 | | +------+ +-------+ | Sequence of update 959 | |------>| B=2 |----- --->| Y->8 | | of perception on 960 | | : +------+ \ +-------+ | CPU 2 961 | CPU 1 | : | A=1 | \ --->| C->&Y | V 962 | | +------+ | +-------+ 963 | | wwwwwwwwwwwwwwww | : : 964 | | +------+ | : : 965 | | : | C=&B |--- | : : +-------+ 966 | | : +------+ \ | +-------+ | | 967 | |------>| D=4 | ----------->| C->&B |------>| | 968 | | +------+ | +-------+ | | 969 +-------+ : : | : : | | 970 | : : | | 971 | : : | CPU 2 | 972 | +-------+ | | 973 Apparently incorrect ---> | | B->7 |------>| | 974 perception of B (!) | +-------+ | | 975 | : : | | 976 | +-------+ | | 977 The load of X holds ---> \ | X->9 |------>| | 978 up the maintenance \ +-------+ | | 979 of coherence of B ----->| B->2 | +-------+ 980 +-------+ 981 : : 982 983 984In the above example, CPU 2 perceives that B is 7, despite the load of *C 985(which would be B) coming after the LOAD of C. 986 987If, however, a data dependency barrier were to be placed between the load of C 988and the load of *C (ie: B) on CPU 2: 989 990 CPU 1 CPU 2 991 ======================= ======================= 992 { B = 7; X = 9; Y = 8; C = &Y } 993 STORE A = 1 994 STORE B = 2 995 <write barrier> 996 STORE C = &B LOAD X 997 STORE D = 4 LOAD C (gets &B) 998 <data dependency barrier> 999 LOAD *C (reads B) 1000 1001then the following will occur: 1002 1003 +-------+ : : : : 1004 | | +------+ +-------+ 1005 | |------>| B=2 |----- --->| Y->8 | 1006 | | : +------+ \ +-------+ 1007 | CPU 1 | : | A=1 | \ --->| C->&Y | 1008 | | +------+ | +-------+ 1009 | | wwwwwwwwwwwwwwww | : : 1010 | | +------+ | : : 1011 | | : | C=&B |--- | : : +-------+ 1012 | | : +------+ \ | +-------+ | | 1013 | |------>| D=4 | ----------->| C->&B |------>| | 1014 | | +------+ | +-------+ | | 1015 +-------+ : : | : : | | 1016 | : : | | 1017 | : : | CPU 2 | 1018 | +-------+ | | 1019 | | X->9 |------>| | 1020 | +-------+ | | 1021 Makes sure all effects ---> \ ddddddddddddddddd | | 1022 prior to the store of C \ +-------+ | | 1023 are perceptible to ----->| B->2 |------>| | 1024 subsequent loads +-------+ | | 1025 : : +-------+ 1026 1027 1028And thirdly, a read barrier acts as a partial order on loads. Consider the 1029following sequence of events: 1030 1031 CPU 1 CPU 2 1032 ======================= ======================= 1033 { A = 0, B = 9 } 1034 STORE A=1 1035 <write barrier> 1036 STORE B=2 1037 LOAD B 1038 LOAD A 1039 1040Without intervention, CPU 2 may then choose to perceive the events on CPU 1 in 1041some effectively random order, despite the write barrier issued by CPU 1: 1042 1043 +-------+ : : : : 1044 | | +------+ +-------+ 1045 | |------>| A=1 |------ --->| A->0 | 1046 | | +------+ \ +-------+ 1047 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 | 1048 | | +------+ | +-------+ 1049 | |------>| B=2 |--- | : : 1050 | | +------+ \ | : : +-------+ 1051 +-------+ : : \ | +-------+ | | 1052 ---------->| B->2 |------>| | 1053 | +-------+ | CPU 2 | 1054 | | A->0 |------>| | 1055 | +-------+ | | 1056 | : : +-------+ 1057 \ : : 1058 \ +-------+ 1059 ---->| A->1 | 1060 +-------+ 1061 : : 1062 1063 1064If, however, a read barrier were to be placed between the load of B and the 1065load of A on CPU 2: 1066 1067 CPU 1 CPU 2 1068 ======================= ======================= 1069 { A = 0, B = 9 } 1070 STORE A=1 1071 <write barrier> 1072 STORE B=2 1073 LOAD B 1074 <read barrier> 1075 LOAD A 1076 1077then the partial ordering imposed by CPU 1 will be perceived correctly by CPU 10782: 1079 1080 +-------+ : : : : 1081 | | +------+ +-------+ 1082 | |------>| A=1 |------ --->| A->0 | 1083 | | +------+ \ +-------+ 1084 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 | 1085 | | +------+ | +-------+ 1086 | |------>| B=2 |--- | : : 1087 | | +------+ \ | : : +-------+ 1088 +-------+ : : \ | +-------+ | | 1089 ---------->| B->2 |------>| | 1090 | +-------+ | CPU 2 | 1091 | : : | | 1092 | : : | | 1093 At this point the read ----> \ rrrrrrrrrrrrrrrrr | | 1094 barrier causes all effects \ +-------+ | | 1095 prior to the storage of B ---->| A->1 |------>| | 1096 to be perceptible to CPU 2 +-------+ | | 1097 : : +-------+ 1098 1099 1100To illustrate this more completely, consider what could happen if the code 1101contained a load of A either side of the read barrier: 1102 1103 CPU 1 CPU 2 1104 ======================= ======================= 1105 { A = 0, B = 9 } 1106 STORE A=1 1107 <write barrier> 1108 STORE B=2 1109 LOAD B 1110 LOAD A [first load of A] 1111 <read barrier> 1112 LOAD A [second load of A] 1113 1114Even though the two loads of A both occur after the load of B, they may both 1115come up with different values: 1116 1117 +-------+ : : : : 1118 | | +------+ +-------+ 1119 | |------>| A=1 |------ --->| A->0 | 1120 | | +------+ \ +-------+ 1121 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 | 1122 | | +------+ | +-------+ 1123 | |------>| B=2 |--- | : : 1124 | | +------+ \ | : : +-------+ 1125 +-------+ : : \ | +-------+ | | 1126 ---------->| B->2 |------>| | 1127 | +-------+ | CPU 2 | 1128 | : : | | 1129 | : : | | 1130 | +-------+ | | 1131 | | A->0 |------>| 1st | 1132 | +-------+ | | 1133 At this point the read ----> \ rrrrrrrrrrrrrrrrr | | 1134 barrier causes all effects \ +-------+ | | 1135 prior to the storage of B ---->| A->1 |------>| 2nd | 1136 to be perceptible to CPU 2 +-------+ | | 1137 : : +-------+ 1138 1139 1140But it may be that the update to A from CPU 1 becomes perceptible to CPU 2 1141before the read barrier completes anyway: 1142 1143 +-------+ : : : : 1144 | | +------+ +-------+ 1145 | |------>| A=1 |------ --->| A->0 | 1146 | | +------+ \ +-------+ 1147 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 | 1148 | | +------+ | +-------+ 1149 | |------>| B=2 |--- | : : 1150 | | +------+ \ | : : +-------+ 1151 +-------+ : : \ | +-------+ | | 1152 ---------->| B->2 |------>| | 1153 | +-------+ | CPU 2 | 1154 | : : | | 1155 \ : : | | 1156 \ +-------+ | | 1157 ---->| A->1 |------>| 1st | 1158 +-------+ | | 1159 rrrrrrrrrrrrrrrrr | | 1160 +-------+ | | 1161 | A->1 |------>| 2nd | 1162 +-------+ | | 1163 : : +-------+ 1164 1165 1166The guarantee is that the second load will always come up with A == 1 if the 1167load of B came up with B == 2. No such guarantee exists for the first load of 1168A; that may come up with either A == 0 or A == 1. 1169 1170 1171READ MEMORY BARRIERS VS LOAD SPECULATION 1172---------------------------------------- 1173 1174Many CPUs speculate with loads: that is they see that they will need to load an 1175item from memory, and they find a time where they're not using the bus for any 1176other loads, and so do the load in advance - even though they haven't actually 1177got to that point in the instruction execution flow yet. This permits the 1178actual load instruction to potentially complete immediately because the CPU 1179already has the value to hand. 1180 1181It may turn out that the CPU didn't actually need the value - perhaps because a 1182branch circumvented the load - in which case it can discard the value or just 1183cache it for later use. 1184 1185Consider: 1186 1187 CPU 1 CPU 2 1188 ======================= ======================= 1189 LOAD B 1190 DIVIDE } Divide instructions generally 1191 DIVIDE } take a long time to perform 1192 LOAD A 1193 1194Which might appear as this: 1195 1196 : : +-------+ 1197 +-------+ | | 1198 --->| B->2 |------>| | 1199 +-------+ | CPU 2 | 1200 : :DIVIDE | | 1201 +-------+ | | 1202 The CPU being busy doing a ---> --->| A->0 |~~~~ | | 1203 division speculates on the +-------+ ~ | | 1204 LOAD of A : : ~ | | 1205 : :DIVIDE | | 1206 : : ~ | | 1207 Once the divisions are complete --> : : ~-->| | 1208 the CPU can then perform the : : | | 1209 LOAD with immediate effect : : +-------+ 1210 1211 1212Placing a read barrier or a data dependency barrier just before the second 1213load: 1214 1215 CPU 1 CPU 2 1216 ======================= ======================= 1217 LOAD B 1218 DIVIDE 1219 DIVIDE 1220 <read barrier> 1221 LOAD A 1222 1223will force any value speculatively obtained to be reconsidered to an extent 1224dependent on the type of barrier used. If there was no change made to the 1225speculated memory location, then the speculated value will just be used: 1226 1227 : : +-------+ 1228 +-------+ | | 1229 --->| B->2 |------>| | 1230 +-------+ | CPU 2 | 1231 : :DIVIDE | | 1232 +-------+ | | 1233 The CPU being busy doing a ---> --->| A->0 |~~~~ | | 1234 division speculates on the +-------+ ~ | | 1235 LOAD of A : : ~ | | 1236 : :DIVIDE | | 1237 : : ~ | | 1238 : : ~ | | 1239 rrrrrrrrrrrrrrrr~ | | 1240 : : ~ | | 1241 : : ~-->| | 1242 : : | | 1243 : : +-------+ 1244 1245 1246but if there was an update or an invalidation from another CPU pending, then 1247the speculation will be cancelled and the value reloaded: 1248 1249 : : +-------+ 1250 +-------+ | | 1251 --->| B->2 |------>| | 1252 +-------+ | CPU 2 | 1253 : :DIVIDE | | 1254 +-------+ | | 1255 The CPU being busy doing a ---> --->| A->0 |~~~~ | | 1256 division speculates on the +-------+ ~ | | 1257 LOAD of A : : ~ | | 1258 : :DIVIDE | | 1259 : : ~ | | 1260 : : ~ | | 1261 rrrrrrrrrrrrrrrrr | | 1262 +-------+ | | 1263 The speculation is discarded ---> --->| A->1 |------>| | 1264 and an updated value is +-------+ | | 1265 retrieved : : +-------+ 1266 1267 1268TRANSITIVITY 1269------------ 1270 1271Transitivity is a deeply intuitive notion about ordering that is not 1272always provided by real computer systems. The following example 1273demonstrates transitivity: 1274 1275 CPU 1 CPU 2 CPU 3 1276 ======================= ======================= ======================= 1277 { X = 0, Y = 0 } 1278 STORE X=1 LOAD X STORE Y=1 1279 <general barrier> <general barrier> 1280 LOAD Y LOAD X 1281 1282Suppose that CPU 2's load from X returns 1 and its load from Y returns 0. 1283This indicates that CPU 2's load from X in some sense follows CPU 1's 1284store to X and that CPU 2's load from Y in some sense preceded CPU 3's 1285store to Y. The question is then "Can CPU 3's load from X return 0?" 1286 1287Because CPU 2's load from X in some sense came after CPU 1's store, it 1288is natural to expect that CPU 3's load from X must therefore return 1. 1289This expectation is an example of transitivity: if a load executing on 1290CPU A follows a load from the same variable executing on CPU B, then 1291CPU A's load must either return the same value that CPU B's load did, 1292or must return some later value. 1293 1294In the Linux kernel, use of general memory barriers guarantees 1295transitivity. Therefore, in the above example, if CPU 2's load from X 1296returns 1 and its load from Y returns 0, then CPU 3's load from X must 1297also return 1. 1298 1299However, transitivity is -not- guaranteed for read or write barriers. 1300For example, suppose that CPU 2's general barrier in the above example 1301is changed to a read barrier as shown below: 1302 1303 CPU 1 CPU 2 CPU 3 1304 ======================= ======================= ======================= 1305 { X = 0, Y = 0 } 1306 STORE X=1 LOAD X STORE Y=1 1307 <read barrier> <general barrier> 1308 LOAD Y LOAD X 1309 1310This substitution destroys transitivity: in this example, it is perfectly 1311legal for CPU 2's load from X to return 1, its load from Y to return 0, 1312and CPU 3's load from X to return 0. 1313 1314The key point is that although CPU 2's read barrier orders its pair 1315of loads, it does not guarantee to order CPU 1's store. Therefore, if 1316this example runs on a system where CPUs 1 and 2 share a store buffer 1317or a level of cache, CPU 2 might have early access to CPU 1's writes. 1318General barriers are therefore required to ensure that all CPUs agree 1319on the combined order of CPU 1's and CPU 2's accesses. 1320 1321General barriers provide "global transitivity", so that all CPUs will 1322agree on the order of operations. In contrast, a chain of release-acquire 1323pairs provides only "local transitivity", so that only those CPUs on 1324the chain are guaranteed to agree on the combined order of the accesses. 1325For example, switching to C code in deference to Herman Hollerith: 1326 1327 int u, v, x, y, z; 1328 1329 void cpu0(void) 1330 { 1331 r0 = smp_load_acquire(&x); 1332 WRITE_ONCE(u, 1); 1333 smp_store_release(&y, 1); 1334 } 1335 1336 void cpu1(void) 1337 { 1338 r1 = smp_load_acquire(&y); 1339 r4 = READ_ONCE(v); 1340 r5 = READ_ONCE(u); 1341 smp_store_release(&z, 1); 1342 } 1343 1344 void cpu2(void) 1345 { 1346 r2 = smp_load_acquire(&z); 1347 smp_store_release(&x, 1); 1348 } 1349 1350 void cpu3(void) 1351 { 1352 WRITE_ONCE(v, 1); 1353 smp_mb(); 1354 r3 = READ_ONCE(u); 1355 } 1356 1357Because cpu0(), cpu1(), and cpu2() participate in a local transitive 1358chain of smp_store_release()/smp_load_acquire() pairs, the following 1359outcome is prohibited: 1360 1361 r0 == 1 && r1 == 1 && r2 == 1 1362 1363Furthermore, because of the release-acquire relationship between cpu0() 1364and cpu1(), cpu1() must see cpu0()'s writes, so that the following 1365outcome is prohibited: 1366 1367 r1 == 1 && r5 == 0 1368 1369However, the transitivity of release-acquire is local to the participating 1370CPUs and does not apply to cpu3(). Therefore, the following outcome 1371is possible: 1372 1373 r0 == 0 && r1 == 1 && r2 == 1 && r3 == 0 && r4 == 0 1374 1375As an aside, the following outcome is also possible: 1376 1377 r0 == 0 && r1 == 1 && r2 == 1 && r3 == 0 && r4 == 0 && r5 == 1 1378 1379Although cpu0(), cpu1(), and cpu2() will see their respective reads and 1380writes in order, CPUs not involved in the release-acquire chain might 1381well disagree on the order. This disagreement stems from the fact that 1382the weak memory-barrier instructions used to implement smp_load_acquire() 1383and smp_store_release() are not required to order prior stores against 1384subsequent loads in all cases. This means that cpu3() can see cpu0()'s 1385store to u as happening -after- cpu1()'s load from v, even though 1386both cpu0() and cpu1() agree that these two operations occurred in the 1387intended order. 1388 1389However, please keep in mind that smp_load_acquire() is not magic. 1390In particular, it simply reads from its argument with ordering. It does 1391-not- ensure that any particular value will be read. Therefore, the 1392following outcome is possible: 1393 1394 r0 == 0 && r1 == 0 && r2 == 0 && r5 == 0 1395 1396Note that this outcome can happen even on a mythical sequentially 1397consistent system where nothing is ever reordered. 1398 1399To reiterate, if your code requires global transitivity, use general 1400barriers throughout. 1401 1402 1403======================== 1404EXPLICIT KERNEL BARRIERS 1405======================== 1406 1407The Linux kernel has a variety of different barriers that act at different 1408levels: 1409 1410 (*) Compiler barrier. 1411 1412 (*) CPU memory barriers. 1413 1414 (*) MMIO write barrier. 1415 1416 1417COMPILER BARRIER 1418---------------- 1419 1420The Linux kernel has an explicit compiler barrier function that prevents the 1421compiler from moving the memory accesses either side of it to the other side: 1422 1423 barrier(); 1424 1425This is a general barrier -- there are no read-read or write-write 1426variants of barrier(). However, READ_ONCE() and WRITE_ONCE() can be 1427thought of as weak forms of barrier() that affect only the specific 1428accesses flagged by the READ_ONCE() or WRITE_ONCE(). 1429 1430The barrier() function has the following effects: 1431 1432 (*) Prevents the compiler from reordering accesses following the 1433 barrier() to precede any accesses preceding the barrier(). 1434 One example use for this property is to ease communication between 1435 interrupt-handler code and the code that was interrupted. 1436 1437 (*) Within a loop, forces the compiler to load the variables used 1438 in that loop's conditional on each pass through that loop. 1439 1440The READ_ONCE() and WRITE_ONCE() functions can prevent any number of 1441optimizations that, while perfectly safe in single-threaded code, can 1442be fatal in concurrent code. Here are some examples of these sorts 1443of optimizations: 1444 1445 (*) The compiler is within its rights to reorder loads and stores 1446 to the same variable, and in some cases, the CPU is within its 1447 rights to reorder loads to the same variable. This means that 1448 the following code: 1449 1450 a[0] = x; 1451 a[1] = x; 1452 1453 Might result in an older value of x stored in a[1] than in a[0]. 1454 Prevent both the compiler and the CPU from doing this as follows: 1455 1456 a[0] = READ_ONCE(x); 1457 a[1] = READ_ONCE(x); 1458 1459 In short, READ_ONCE() and WRITE_ONCE() provide cache coherence for 1460 accesses from multiple CPUs to a single variable. 1461 1462 (*) The compiler is within its rights to merge successive loads from 1463 the same variable. Such merging can cause the compiler to "optimize" 1464 the following code: 1465 1466 while (tmp = a) 1467 do_something_with(tmp); 1468 1469 into the following code, which, although in some sense legitimate 1470 for single-threaded code, is almost certainly not what the developer 1471 intended: 1472 1473 if (tmp = a) 1474 for (;;) 1475 do_something_with(tmp); 1476 1477 Use READ_ONCE() to prevent the compiler from doing this to you: 1478 1479 while (tmp = READ_ONCE(a)) 1480 do_something_with(tmp); 1481 1482 (*) The compiler is within its rights to reload a variable, for example, 1483 in cases where high register pressure prevents the compiler from 1484 keeping all data of interest in registers. The compiler might 1485 therefore optimize the variable 'tmp' out of our previous example: 1486 1487 while (tmp = a) 1488 do_something_with(tmp); 1489 1490 This could result in the following code, which is perfectly safe in 1491 single-threaded code, but can be fatal in concurrent code: 1492 1493 while (a) 1494 do_something_with(a); 1495 1496 For example, the optimized version of this code could result in 1497 passing a zero to do_something_with() in the case where the variable 1498 a was modified by some other CPU between the "while" statement and 1499 the call to do_something_with(). 1500 1501 Again, use READ_ONCE() to prevent the compiler from doing this: 1502 1503 while (tmp = READ_ONCE(a)) 1504 do_something_with(tmp); 1505 1506 Note that if the compiler runs short of registers, it might save 1507 tmp onto the stack. The overhead of this saving and later restoring 1508 is why compilers reload variables. Doing so is perfectly safe for 1509 single-threaded code, so you need to tell the compiler about cases 1510 where it is not safe. 1511 1512 (*) The compiler is within its rights to omit a load entirely if it knows 1513 what the value will be. For example, if the compiler can prove that 1514 the value of variable 'a' is always zero, it can optimize this code: 1515 1516 while (tmp = a) 1517 do_something_with(tmp); 1518 1519 Into this: 1520 1521 do { } while (0); 1522 1523 This transformation is a win for single-threaded code because it 1524 gets rid of a load and a branch. The problem is that the compiler 1525 will carry out its proof assuming that the current CPU is the only 1526 one updating variable 'a'. If variable 'a' is shared, then the 1527 compiler's proof will be erroneous. Use READ_ONCE() to tell the 1528 compiler that it doesn't know as much as it thinks it does: 1529 1530 while (tmp = READ_ONCE(a)) 1531 do_something_with(tmp); 1532 1533 But please note that the compiler is also closely watching what you 1534 do with the value after the READ_ONCE(). For example, suppose you 1535 do the following and MAX is a preprocessor macro with the value 1: 1536 1537 while ((tmp = READ_ONCE(a)) % MAX) 1538 do_something_with(tmp); 1539 1540 Then the compiler knows that the result of the "%" operator applied 1541 to MAX will always be zero, again allowing the compiler to optimize 1542 the code into near-nonexistence. (It will still load from the 1543 variable 'a'.) 1544 1545 (*) Similarly, the compiler is within its rights to omit a store entirely 1546 if it knows that the variable already has the value being stored. 1547 Again, the compiler assumes that the current CPU is the only one 1548 storing into the variable, which can cause the compiler to do the 1549 wrong thing for shared variables. For example, suppose you have 1550 the following: 1551 1552 a = 0; 1553 ... Code that does not store to variable a ... 1554 a = 0; 1555 1556 The compiler sees that the value of variable 'a' is already zero, so 1557 it might well omit the second store. This would come as a fatal 1558 surprise if some other CPU might have stored to variable 'a' in the 1559 meantime. 1560 1561 Use WRITE_ONCE() to prevent the compiler from making this sort of 1562 wrong guess: 1563 1564 WRITE_ONCE(a, 0); 1565 ... Code that does not store to variable a ... 1566 WRITE_ONCE(a, 0); 1567 1568 (*) The compiler is within its rights to reorder memory accesses unless 1569 you tell it not to. For example, consider the following interaction 1570 between process-level code and an interrupt handler: 1571 1572 void process_level(void) 1573 { 1574 msg = get_message(); 1575 flag = true; 1576 } 1577 1578 void interrupt_handler(void) 1579 { 1580 if (flag) 1581 process_message(msg); 1582 } 1583 1584 There is nothing to prevent the compiler from transforming 1585 process_level() to the following, in fact, this might well be a 1586 win for single-threaded code: 1587 1588 void process_level(void) 1589 { 1590 flag = true; 1591 msg = get_message(); 1592 } 1593 1594 If the interrupt occurs between these two statement, then 1595 interrupt_handler() might be passed a garbled msg. Use WRITE_ONCE() 1596 to prevent this as follows: 1597 1598 void process_level(void) 1599 { 1600 WRITE_ONCE(msg, get_message()); 1601 WRITE_ONCE(flag, true); 1602 } 1603 1604 void interrupt_handler(void) 1605 { 1606 if (READ_ONCE(flag)) 1607 process_message(READ_ONCE(msg)); 1608 } 1609 1610 Note that the READ_ONCE() and WRITE_ONCE() wrappers in 1611 interrupt_handler() are needed if this interrupt handler can itself 1612 be interrupted by something that also accesses 'flag' and 'msg', 1613 for example, a nested interrupt or an NMI. Otherwise, READ_ONCE() 1614 and WRITE_ONCE() are not needed in interrupt_handler() other than 1615 for documentation purposes. (Note also that nested interrupts 1616 do not typically occur in modern Linux kernels, in fact, if an 1617 interrupt handler returns with interrupts enabled, you will get a 1618 WARN_ONCE() splat.) 1619 1620 You should assume that the compiler can move READ_ONCE() and 1621 WRITE_ONCE() past code not containing READ_ONCE(), WRITE_ONCE(), 1622 barrier(), or similar primitives. 1623 1624 This effect could also be achieved using barrier(), but READ_ONCE() 1625 and WRITE_ONCE() are more selective: With READ_ONCE() and 1626 WRITE_ONCE(), the compiler need only forget the contents of the 1627 indicated memory locations, while with barrier() the compiler must 1628 discard the value of all memory locations that it has currented 1629 cached in any machine registers. Of course, the compiler must also 1630 respect the order in which the READ_ONCE()s and WRITE_ONCE()s occur, 1631 though the CPU of course need not do so. 1632 1633 (*) The compiler is within its rights to invent stores to a variable, 1634 as in the following example: 1635 1636 if (a) 1637 b = a; 1638 else 1639 b = 42; 1640 1641 The compiler might save a branch by optimizing this as follows: 1642 1643 b = 42; 1644 if (a) 1645 b = a; 1646 1647 In single-threaded code, this is not only safe, but also saves 1648 a branch. Unfortunately, in concurrent code, this optimization 1649 could cause some other CPU to see a spurious value of 42 -- even 1650 if variable 'a' was never zero -- when loading variable 'b'. 1651 Use WRITE_ONCE() to prevent this as follows: 1652 1653 if (a) 1654 WRITE_ONCE(b, a); 1655 else 1656 WRITE_ONCE(b, 42); 1657 1658 The compiler can also invent loads. These are usually less 1659 damaging, but they can result in cache-line bouncing and thus in 1660 poor performance and scalability. Use READ_ONCE() to prevent 1661 invented loads. 1662 1663 (*) For aligned memory locations whose size allows them to be accessed 1664 with a single memory-reference instruction, prevents "load tearing" 1665 and "store tearing," in which a single large access is replaced by 1666 multiple smaller accesses. For example, given an architecture having 1667 16-bit store instructions with 7-bit immediate fields, the compiler 1668 might be tempted to use two 16-bit store-immediate instructions to 1669 implement the following 32-bit store: 1670 1671 p = 0x00010002; 1672 1673 Please note that GCC really does use this sort of optimization, 1674 which is not surprising given that it would likely take more 1675 than two instructions to build the constant and then store it. 1676 This optimization can therefore be a win in single-threaded code. 1677 In fact, a recent bug (since fixed) caused GCC to incorrectly use 1678 this optimization in a volatile store. In the absence of such bugs, 1679 use of WRITE_ONCE() prevents store tearing in the following example: 1680 1681 WRITE_ONCE(p, 0x00010002); 1682 1683 Use of packed structures can also result in load and store tearing, 1684 as in this example: 1685 1686 struct __attribute__((__packed__)) foo { 1687 short a; 1688 int b; 1689 short c; 1690 }; 1691 struct foo foo1, foo2; 1692 ... 1693 1694 foo2.a = foo1.a; 1695 foo2.b = foo1.b; 1696 foo2.c = foo1.c; 1697 1698 Because there are no READ_ONCE() or WRITE_ONCE() wrappers and no 1699 volatile markings, the compiler would be well within its rights to 1700 implement these three assignment statements as a pair of 32-bit 1701 loads followed by a pair of 32-bit stores. This would result in 1702 load tearing on 'foo1.b' and store tearing on 'foo2.b'. READ_ONCE() 1703 and WRITE_ONCE() again prevent tearing in this example: 1704 1705 foo2.a = foo1.a; 1706 WRITE_ONCE(foo2.b, READ_ONCE(foo1.b)); 1707 foo2.c = foo1.c; 1708 1709All that aside, it is never necessary to use READ_ONCE() and 1710WRITE_ONCE() on a variable that has been marked volatile. For example, 1711because 'jiffies' is marked volatile, it is never necessary to 1712say READ_ONCE(jiffies). The reason for this is that READ_ONCE() and 1713WRITE_ONCE() are implemented as volatile casts, which has no effect when 1714its argument is already marked volatile. 1715 1716Please note that these compiler barriers have no direct effect on the CPU, 1717which may then reorder things however it wishes. 1718 1719 1720CPU MEMORY BARRIERS 1721------------------- 1722 1723The Linux kernel has eight basic CPU memory barriers: 1724 1725 TYPE MANDATORY SMP CONDITIONAL 1726 =============== ======================= =========================== 1727 GENERAL mb() smp_mb() 1728 WRITE wmb() smp_wmb() 1729 READ rmb() smp_rmb() 1730 DATA DEPENDENCY read_barrier_depends() smp_read_barrier_depends() 1731 1732 1733All memory barriers except the data dependency barriers imply a compiler 1734barrier. Data dependencies do not impose any additional compiler ordering. 1735 1736Aside: In the case of data dependencies, the compiler would be expected 1737to issue the loads in the correct order (eg. `a[b]` would have to load 1738the value of b before loading a[b]), however there is no guarantee in 1739the C specification that the compiler may not speculate the value of b 1740(eg. is equal to 1) and load a before b (eg. tmp = a[1]; if (b != 1) 1741tmp = a[b]; ). There is also the problem of a compiler reloading b after 1742having loaded a[b], thus having a newer copy of b than a[b]. A consensus 1743has not yet been reached about these problems, however the READ_ONCE() 1744macro is a good place to start looking. 1745 1746SMP memory barriers are reduced to compiler barriers on uniprocessor compiled 1747systems because it is assumed that a CPU will appear to be self-consistent, 1748and will order overlapping accesses correctly with respect to itself. 1749However, see the subsection on "Virtual Machine Guests" below. 1750 1751[!] Note that SMP memory barriers _must_ be used to control the ordering of 1752references to shared memory on SMP systems, though the use of locking instead 1753is sufficient. 1754 1755Mandatory barriers should not be used to control SMP effects, since mandatory 1756barriers impose unnecessary overhead on both SMP and UP systems. They may, 1757however, be used to control MMIO effects on accesses through relaxed memory I/O 1758windows. These barriers are required even on non-SMP systems as they affect 1759the order in which memory operations appear to a device by prohibiting both the 1760compiler and the CPU from reordering them. 1761 1762 1763There are some more advanced barrier functions: 1764 1765 (*) smp_store_mb(var, value) 1766 1767 This assigns the value to the variable and then inserts a full memory 1768 barrier after it. It isn't guaranteed to insert anything more than a 1769 compiler barrier in a UP compilation. 1770 1771 1772 (*) smp_mb__before_atomic(); 1773 (*) smp_mb__after_atomic(); 1774 1775 These are for use with atomic (such as add, subtract, increment and 1776 decrement) functions that don't return a value, especially when used for 1777 reference counting. These functions do not imply memory barriers. 1778 1779 These are also used for atomic bitop functions that do not return a 1780 value (such as set_bit and clear_bit). 1781 1782 As an example, consider a piece of code that marks an object as being dead 1783 and then decrements the object's reference count: 1784 1785 obj->dead = 1; 1786 smp_mb__before_atomic(); 1787 atomic_dec(&obj->ref_count); 1788 1789 This makes sure that the death mark on the object is perceived to be set 1790 *before* the reference counter is decremented. 1791 1792 See Documentation/atomic_ops.txt for more information. See the "Atomic 1793 operations" subsection for information on where to use these. 1794 1795 1796 (*) lockless_dereference(); 1797 This can be thought of as a pointer-fetch wrapper around the 1798 smp_read_barrier_depends() data-dependency barrier. 1799 1800 This is also similar to rcu_dereference(), but in cases where 1801 object lifetime is handled by some mechanism other than RCU, for 1802 example, when the objects removed only when the system goes down. 1803 In addition, lockless_dereference() is used in some data structures 1804 that can be used both with and without RCU. 1805 1806 1807 (*) dma_wmb(); 1808 (*) dma_rmb(); 1809 1810 These are for use with consistent memory to guarantee the ordering 1811 of writes or reads of shared memory accessible to both the CPU and a 1812 DMA capable device. 1813 1814 For example, consider a device driver that shares memory with a device 1815 and uses a descriptor status value to indicate if the descriptor belongs 1816 to the device or the CPU, and a doorbell to notify it when new 1817 descriptors are available: 1818 1819 if (desc->status != DEVICE_OWN) { 1820 /* do not read data until we own descriptor */ 1821 dma_rmb(); 1822 1823 /* read/modify data */ 1824 read_data = desc->data; 1825 desc->data = write_data; 1826 1827 /* flush modifications before status update */ 1828 dma_wmb(); 1829 1830 /* assign ownership */ 1831 desc->status = DEVICE_OWN; 1832 1833 /* force memory to sync before notifying device via MMIO */ 1834 wmb(); 1835 1836 /* notify device of new descriptors */ 1837 writel(DESC_NOTIFY, doorbell); 1838 } 1839 1840 The dma_rmb() allows us guarantee the device has released ownership 1841 before we read the data from the descriptor, and the dma_wmb() allows 1842 us to guarantee the data is written to the descriptor before the device 1843 can see it now has ownership. The wmb() is needed to guarantee that the 1844 cache coherent memory writes have completed before attempting a write to 1845 the cache incoherent MMIO region. 1846 1847 See Documentation/DMA-API.txt for more information on consistent memory. 1848 1849MMIO WRITE BARRIER 1850------------------ 1851 1852The Linux kernel also has a special barrier for use with memory-mapped I/O 1853writes: 1854 1855 mmiowb(); 1856 1857This is a variation on the mandatory write barrier that causes writes to weakly 1858ordered I/O regions to be partially ordered. Its effects may go beyond the 1859CPU->Hardware interface and actually affect the hardware at some level. 1860 1861See the subsection "Locks vs I/O accesses" for more information. 1862 1863 1864=============================== 1865IMPLICIT KERNEL MEMORY BARRIERS 1866=============================== 1867 1868Some of the other functions in the linux kernel imply memory barriers, amongst 1869which are locking and scheduling functions. 1870 1871This specification is a _minimum_ guarantee; any particular architecture may 1872provide more substantial guarantees, but these may not be relied upon outside 1873of arch specific code. 1874 1875 1876ACQUIRING FUNCTIONS 1877------------------- 1878 1879The Linux kernel has a number of locking constructs: 1880 1881 (*) spin locks 1882 (*) R/W spin locks 1883 (*) mutexes 1884 (*) semaphores 1885 (*) R/W semaphores 1886 1887In all cases there are variants on "ACQUIRE" operations and "RELEASE" operations 1888for each construct. These operations all imply certain barriers: 1889 1890 (1) ACQUIRE operation implication: 1891 1892 Memory operations issued after the ACQUIRE will be completed after the 1893 ACQUIRE operation has completed. 1894 1895 Memory operations issued before the ACQUIRE may be completed after 1896 the ACQUIRE operation has completed. An smp_mb__before_spinlock(), 1897 combined with a following ACQUIRE, orders prior stores against 1898 subsequent loads and stores. Note that this is weaker than smp_mb()! 1899 The smp_mb__before_spinlock() primitive is free on many architectures. 1900 1901 (2) RELEASE operation implication: 1902 1903 Memory operations issued before the RELEASE will be completed before the 1904 RELEASE operation has completed. 1905 1906 Memory operations issued after the RELEASE may be completed before the 1907 RELEASE operation has completed. 1908 1909 (3) ACQUIRE vs ACQUIRE implication: 1910 1911 All ACQUIRE operations issued before another ACQUIRE operation will be 1912 completed before that ACQUIRE operation. 1913 1914 (4) ACQUIRE vs RELEASE implication: 1915 1916 All ACQUIRE operations issued before a RELEASE operation will be 1917 completed before the RELEASE operation. 1918 1919 (5) Failed conditional ACQUIRE implication: 1920 1921 Certain locking variants of the ACQUIRE operation may fail, either due to 1922 being unable to get the lock immediately, or due to receiving an unblocked 1923 signal whilst asleep waiting for the lock to become available. Failed 1924 locks do not imply any sort of barrier. 1925 1926[!] Note: one of the consequences of lock ACQUIREs and RELEASEs being only 1927one-way barriers is that the effects of instructions outside of a critical 1928section may seep into the inside of the critical section. 1929 1930An ACQUIRE followed by a RELEASE may not be assumed to be full memory barrier 1931because it is possible for an access preceding the ACQUIRE to happen after the 1932ACQUIRE, and an access following the RELEASE to happen before the RELEASE, and 1933the two accesses can themselves then cross: 1934 1935 *A = a; 1936 ACQUIRE M 1937 RELEASE M 1938 *B = b; 1939 1940may occur as: 1941 1942 ACQUIRE M, STORE *B, STORE *A, RELEASE M 1943 1944When the ACQUIRE and RELEASE are a lock acquisition and release, 1945respectively, this same reordering can occur if the lock's ACQUIRE and 1946RELEASE are to the same lock variable, but only from the perspective of 1947another CPU not holding that lock. In short, a ACQUIRE followed by an 1948RELEASE may -not- be assumed to be a full memory barrier. 1949 1950Similarly, the reverse case of a RELEASE followed by an ACQUIRE does 1951not imply a full memory barrier. Therefore, the CPU's execution of the 1952critical sections corresponding to the RELEASE and the ACQUIRE can cross, 1953so that: 1954 1955 *A = a; 1956 RELEASE M 1957 ACQUIRE N 1958 *B = b; 1959 1960could occur as: 1961 1962 ACQUIRE N, STORE *B, STORE *A, RELEASE M 1963 1964It might appear that this reordering could introduce a deadlock. 1965However, this cannot happen because if such a deadlock threatened, 1966the RELEASE would simply complete, thereby avoiding the deadlock. 1967 1968 Why does this work? 1969 1970 One key point is that we are only talking about the CPU doing 1971 the reordering, not the compiler. If the compiler (or, for 1972 that matter, the developer) switched the operations, deadlock 1973 -could- occur. 1974 1975 But suppose the CPU reordered the operations. In this case, 1976 the unlock precedes the lock in the assembly code. The CPU 1977 simply elected to try executing the later lock operation first. 1978 If there is a deadlock, this lock operation will simply spin (or 1979 try to sleep, but more on that later). The CPU will eventually 1980 execute the unlock operation (which preceded the lock operation 1981 in the assembly code), which will unravel the potential deadlock, 1982 allowing the lock operation to succeed. 1983 1984 But what if the lock is a sleeplock? In that case, the code will 1985 try to enter the scheduler, where it will eventually encounter 1986 a memory barrier, which will force the earlier unlock operation 1987 to complete, again unraveling the deadlock. There might be 1988 a sleep-unlock race, but the locking primitive needs to resolve 1989 such races properly in any case. 1990 1991Locks and semaphores may not provide any guarantee of ordering on UP compiled 1992systems, and so cannot be counted on in such a situation to actually achieve 1993anything at all - especially with respect to I/O accesses - unless combined 1994with interrupt disabling operations. 1995 1996See also the section on "Inter-CPU locking barrier effects". 1997 1998 1999As an example, consider the following: 2000 2001 *A = a; 2002 *B = b; 2003 ACQUIRE 2004 *C = c; 2005 *D = d; 2006 RELEASE 2007 *E = e; 2008 *F = f; 2009 2010The following sequence of events is acceptable: 2011 2012 ACQUIRE, {*F,*A}, *E, {*C,*D}, *B, RELEASE 2013 2014 [+] Note that {*F,*A} indicates a combined access. 2015 2016But none of the following are: 2017 2018 {*F,*A}, *B, ACQUIRE, *C, *D, RELEASE, *E 2019 *A, *B, *C, ACQUIRE, *D, RELEASE, *E, *F 2020 *A, *B, ACQUIRE, *C, RELEASE, *D, *E, *F 2021 *B, ACQUIRE, *C, *D, RELEASE, {*F,*A}, *E 2022 2023 2024 2025INTERRUPT DISABLING FUNCTIONS 2026----------------------------- 2027 2028Functions that disable interrupts (ACQUIRE equivalent) and enable interrupts 2029(RELEASE equivalent) will act as compiler barriers only. So if memory or I/O 2030barriers are required in such a situation, they must be provided from some 2031other means. 2032 2033 2034SLEEP AND WAKE-UP FUNCTIONS 2035--------------------------- 2036 2037Sleeping and waking on an event flagged in global data can be viewed as an 2038interaction between two pieces of data: the task state of the task waiting for 2039the event and the global data used to indicate the event. To make sure that 2040these appear to happen in the right order, the primitives to begin the process 2041of going to sleep, and the primitives to initiate a wake up imply certain 2042barriers. 2043 2044Firstly, the sleeper normally follows something like this sequence of events: 2045 2046 for (;;) { 2047 set_current_state(TASK_UNINTERRUPTIBLE); 2048 if (event_indicated) 2049 break; 2050 schedule(); 2051 } 2052 2053A general memory barrier is interpolated automatically by set_current_state() 2054after it has altered the task state: 2055 2056 CPU 1 2057 =============================== 2058 set_current_state(); 2059 smp_store_mb(); 2060 STORE current->state 2061 <general barrier> 2062 LOAD event_indicated 2063 2064set_current_state() may be wrapped by: 2065 2066 prepare_to_wait(); 2067 prepare_to_wait_exclusive(); 2068 2069which therefore also imply a general memory barrier after setting the state. 2070The whole sequence above is available in various canned forms, all of which 2071interpolate the memory barrier in the right place: 2072 2073 wait_event(); 2074 wait_event_interruptible(); 2075 wait_event_interruptible_exclusive(); 2076 wait_event_interruptible_timeout(); 2077 wait_event_killable(); 2078 wait_event_timeout(); 2079 wait_on_bit(); 2080 wait_on_bit_lock(); 2081 2082 2083Secondly, code that performs a wake up normally follows something like this: 2084 2085 event_indicated = 1; 2086 wake_up(&event_wait_queue); 2087 2088or: 2089 2090 event_indicated = 1; 2091 wake_up_process(event_daemon); 2092 2093A write memory barrier is implied by wake_up() and co. if and only if they wake 2094something up. The barrier occurs before the task state is cleared, and so sits 2095between the STORE to indicate the event and the STORE to set TASK_RUNNING: 2096 2097 CPU 1 CPU 2 2098 =============================== =============================== 2099 set_current_state(); STORE event_indicated 2100 smp_store_mb(); wake_up(); 2101 STORE current->state <write barrier> 2102 <general barrier> STORE current->state 2103 LOAD event_indicated 2104 2105To repeat, this write memory barrier is present if and only if something 2106is actually awakened. To see this, consider the following sequence of 2107events, where X and Y are both initially zero: 2108 2109 CPU 1 CPU 2 2110 =============================== =============================== 2111 X = 1; STORE event_indicated 2112 smp_mb(); wake_up(); 2113 Y = 1; wait_event(wq, Y == 1); 2114 wake_up(); load from Y sees 1, no memory barrier 2115 load from X might see 0 2116 2117In contrast, if a wakeup does occur, CPU 2's load from X would be guaranteed 2118to see 1. 2119 2120The available waker functions include: 2121 2122 complete(); 2123 wake_up(); 2124 wake_up_all(); 2125 wake_up_bit(); 2126 wake_up_interruptible(); 2127 wake_up_interruptible_all(); 2128 wake_up_interruptible_nr(); 2129 wake_up_interruptible_poll(); 2130 wake_up_interruptible_sync(); 2131 wake_up_interruptible_sync_poll(); 2132 wake_up_locked(); 2133 wake_up_locked_poll(); 2134 wake_up_nr(); 2135 wake_up_poll(); 2136 wake_up_process(); 2137 2138 2139[!] Note that the memory barriers implied by the sleeper and the waker do _not_ 2140order multiple stores before the wake-up with respect to loads of those stored 2141values after the sleeper has called set_current_state(). For instance, if the 2142sleeper does: 2143 2144 set_current_state(TASK_INTERRUPTIBLE); 2145 if (event_indicated) 2146 break; 2147 __set_current_state(TASK_RUNNING); 2148 do_something(my_data); 2149 2150and the waker does: 2151 2152 my_data = value; 2153 event_indicated = 1; 2154 wake_up(&event_wait_queue); 2155 2156there's no guarantee that the change to event_indicated will be perceived by 2157the sleeper as coming after the change to my_data. In such a circumstance, the 2158code on both sides must interpolate its own memory barriers between the 2159separate data accesses. Thus the above sleeper ought to do: 2160 2161 set_current_state(TASK_INTERRUPTIBLE); 2162 if (event_indicated) { 2163 smp_rmb(); 2164 do_something(my_data); 2165 } 2166 2167and the waker should do: 2168 2169 my_data = value; 2170 smp_wmb(); 2171 event_indicated = 1; 2172 wake_up(&event_wait_queue); 2173 2174 2175MISCELLANEOUS FUNCTIONS 2176----------------------- 2177 2178Other functions that imply barriers: 2179 2180 (*) schedule() and similar imply full memory barriers. 2181 2182 2183=================================== 2184INTER-CPU ACQUIRING BARRIER EFFECTS 2185=================================== 2186 2187On SMP systems locking primitives give a more substantial form of barrier: one 2188that does affect memory access ordering on other CPUs, within the context of 2189conflict on any particular lock. 2190 2191 2192ACQUIRES VS MEMORY ACCESSES 2193--------------------------- 2194 2195Consider the following: the system has a pair of spinlocks (M) and (Q), and 2196three CPUs; then should the following sequence of events occur: 2197 2198 CPU 1 CPU 2 2199 =============================== =============================== 2200 WRITE_ONCE(*A, a); WRITE_ONCE(*E, e); 2201 ACQUIRE M ACQUIRE Q 2202 WRITE_ONCE(*B, b); WRITE_ONCE(*F, f); 2203 WRITE_ONCE(*C, c); WRITE_ONCE(*G, g); 2204 RELEASE M RELEASE Q 2205 WRITE_ONCE(*D, d); WRITE_ONCE(*H, h); 2206 2207Then there is no guarantee as to what order CPU 3 will see the accesses to *A 2208through *H occur in, other than the constraints imposed by the separate locks 2209on the separate CPUs. It might, for example, see: 2210 2211 *E, ACQUIRE M, ACQUIRE Q, *G, *C, *F, *A, *B, RELEASE Q, *D, *H, RELEASE M 2212 2213But it won't see any of: 2214 2215 *B, *C or *D preceding ACQUIRE M 2216 *A, *B or *C following RELEASE M 2217 *F, *G or *H preceding ACQUIRE Q 2218 *E, *F or *G following RELEASE Q 2219 2220 2221 2222ACQUIRES VS I/O ACCESSES 2223------------------------ 2224 2225Under certain circumstances (especially involving NUMA), I/O accesses within 2226two spinlocked sections on two different CPUs may be seen as interleaved by the 2227PCI bridge, because the PCI bridge does not necessarily participate in the 2228cache-coherence protocol, and is therefore incapable of issuing the required 2229read memory barriers. 2230 2231For example: 2232 2233 CPU 1 CPU 2 2234 =============================== =============================== 2235 spin_lock(Q) 2236 writel(0, ADDR) 2237 writel(1, DATA); 2238 spin_unlock(Q); 2239 spin_lock(Q); 2240 writel(4, ADDR); 2241 writel(5, DATA); 2242 spin_unlock(Q); 2243 2244may be seen by the PCI bridge as follows: 2245 2246 STORE *ADDR = 0, STORE *ADDR = 4, STORE *DATA = 1, STORE *DATA = 5 2247 2248which would probably cause the hardware to malfunction. 2249 2250 2251What is necessary here is to intervene with an mmiowb() before dropping the 2252spinlock, for example: 2253 2254 CPU 1 CPU 2 2255 =============================== =============================== 2256 spin_lock(Q) 2257 writel(0, ADDR) 2258 writel(1, DATA); 2259 mmiowb(); 2260 spin_unlock(Q); 2261 spin_lock(Q); 2262 writel(4, ADDR); 2263 writel(5, DATA); 2264 mmiowb(); 2265 spin_unlock(Q); 2266 2267this will ensure that the two stores issued on CPU 1 appear at the PCI bridge 2268before either of the stores issued on CPU 2. 2269 2270 2271Furthermore, following a store by a load from the same device obviates the need 2272for the mmiowb(), because the load forces the store to complete before the load 2273is performed: 2274 2275 CPU 1 CPU 2 2276 =============================== =============================== 2277 spin_lock(Q) 2278 writel(0, ADDR) 2279 a = readl(DATA); 2280 spin_unlock(Q); 2281 spin_lock(Q); 2282 writel(4, ADDR); 2283 b = readl(DATA); 2284 spin_unlock(Q); 2285 2286 2287See Documentation/DocBook/deviceiobook.tmpl for more information. 2288 2289 2290================================= 2291WHERE ARE MEMORY BARRIERS NEEDED? 2292================================= 2293 2294Under normal operation, memory operation reordering is generally not going to 2295be a problem as a single-threaded linear piece of code will still appear to 2296work correctly, even if it's in an SMP kernel. There are, however, four 2297circumstances in which reordering definitely _could_ be a problem: 2298 2299 (*) Interprocessor interaction. 2300 2301 (*) Atomic operations. 2302 2303 (*) Accessing devices. 2304 2305 (*) Interrupts. 2306 2307 2308INTERPROCESSOR INTERACTION 2309-------------------------- 2310 2311When there's a system with more than one processor, more than one CPU in the 2312system may be working on the same data set at the same time. This can cause 2313synchronisation problems, and the usual way of dealing with them is to use 2314locks. Locks, however, are quite expensive, and so it may be preferable to 2315operate without the use of a lock if at all possible. In such a case 2316operations that affect both CPUs may have to be carefully ordered to prevent 2317a malfunction. 2318 2319Consider, for example, the R/W semaphore slow path. Here a waiting process is 2320queued on the semaphore, by virtue of it having a piece of its stack linked to 2321the semaphore's list of waiting processes: 2322 2323 struct rw_semaphore { 2324 ... 2325 spinlock_t lock; 2326 struct list_head waiters; 2327 }; 2328 2329 struct rwsem_waiter { 2330 struct list_head list; 2331 struct task_struct *task; 2332 }; 2333 2334To wake up a particular waiter, the up_read() or up_write() functions have to: 2335 2336 (1) read the next pointer from this waiter's record to know as to where the 2337 next waiter record is; 2338 2339 (2) read the pointer to the waiter's task structure; 2340 2341 (3) clear the task pointer to tell the waiter it has been given the semaphore; 2342 2343 (4) call wake_up_process() on the task; and 2344 2345 (5) release the reference held on the waiter's task struct. 2346 2347In other words, it has to perform this sequence of events: 2348 2349 LOAD waiter->list.next; 2350 LOAD waiter->task; 2351 STORE waiter->task; 2352 CALL wakeup 2353 RELEASE task 2354 2355and if any of these steps occur out of order, then the whole thing may 2356malfunction. 2357 2358Once it has queued itself and dropped the semaphore lock, the waiter does not 2359get the lock again; it instead just waits for its task pointer to be cleared 2360before proceeding. Since the record is on the waiter's stack, this means that 2361if the task pointer is cleared _before_ the next pointer in the list is read, 2362another CPU might start processing the waiter and might clobber the waiter's 2363stack before the up*() function has a chance to read the next pointer. 2364 2365Consider then what might happen to the above sequence of events: 2366 2367 CPU 1 CPU 2 2368 =============================== =============================== 2369 down_xxx() 2370 Queue waiter 2371 Sleep 2372 up_yyy() 2373 LOAD waiter->task; 2374 STORE waiter->task; 2375 Woken up by other event 2376 <preempt> 2377 Resume processing 2378 down_xxx() returns 2379 call foo() 2380 foo() clobbers *waiter 2381 </preempt> 2382 LOAD waiter->list.next; 2383 --- OOPS --- 2384 2385This could be dealt with using the semaphore lock, but then the down_xxx() 2386function has to needlessly get the spinlock again after being woken up. 2387 2388The way to deal with this is to insert a general SMP memory barrier: 2389 2390 LOAD waiter->list.next; 2391 LOAD waiter->task; 2392 smp_mb(); 2393 STORE waiter->task; 2394 CALL wakeup 2395 RELEASE task 2396 2397In this case, the barrier makes a guarantee that all memory accesses before the 2398barrier will appear to happen before all the memory accesses after the barrier 2399with respect to the other CPUs on the system. It does _not_ guarantee that all 2400the memory accesses before the barrier will be complete by the time the barrier 2401instruction itself is complete. 2402 2403On a UP system - where this wouldn't be a problem - the smp_mb() is just a 2404compiler barrier, thus making sure the compiler emits the instructions in the 2405right order without actually intervening in the CPU. Since there's only one 2406CPU, that CPU's dependency ordering logic will take care of everything else. 2407 2408 2409ATOMIC OPERATIONS 2410----------------- 2411 2412Whilst they are technically interprocessor interaction considerations, atomic 2413operations are noted specially as some of them imply full memory barriers and 2414some don't, but they're very heavily relied on as a group throughout the 2415kernel. 2416 2417Any atomic operation that modifies some state in memory and returns information 2418about the state (old or new) implies an SMP-conditional general memory barrier 2419(smp_mb()) on each side of the actual operation (with the exception of 2420explicit lock operations, described later). These include: 2421 2422 xchg(); 2423 atomic_xchg(); atomic_long_xchg(); 2424 atomic_inc_return(); atomic_long_inc_return(); 2425 atomic_dec_return(); atomic_long_dec_return(); 2426 atomic_add_return(); atomic_long_add_return(); 2427 atomic_sub_return(); atomic_long_sub_return(); 2428 atomic_inc_and_test(); atomic_long_inc_and_test(); 2429 atomic_dec_and_test(); atomic_long_dec_and_test(); 2430 atomic_sub_and_test(); atomic_long_sub_and_test(); 2431 atomic_add_negative(); atomic_long_add_negative(); 2432 test_and_set_bit(); 2433 test_and_clear_bit(); 2434 test_and_change_bit(); 2435 2436 /* when succeeds */ 2437 cmpxchg(); 2438 atomic_cmpxchg(); atomic_long_cmpxchg(); 2439 atomic_add_unless(); atomic_long_add_unless(); 2440 2441These are used for such things as implementing ACQUIRE-class and RELEASE-class 2442operations and adjusting reference counters towards object destruction, and as 2443such the implicit memory barrier effects are necessary. 2444 2445 2446The following operations are potential problems as they do _not_ imply memory 2447barriers, but might be used for implementing such things as RELEASE-class 2448operations: 2449 2450 atomic_set(); 2451 set_bit(); 2452 clear_bit(); 2453 change_bit(); 2454 2455With these the appropriate explicit memory barrier should be used if necessary 2456(smp_mb__before_atomic() for instance). 2457 2458 2459The following also do _not_ imply memory barriers, and so may require explicit 2460memory barriers under some circumstances (smp_mb__before_atomic() for 2461instance): 2462 2463 atomic_add(); 2464 atomic_sub(); 2465 atomic_inc(); 2466 atomic_dec(); 2467 2468If they're used for statistics generation, then they probably don't need memory 2469barriers, unless there's a coupling between statistical data. 2470 2471If they're used for reference counting on an object to control its lifetime, 2472they probably don't need memory barriers because either the reference count 2473will be adjusted inside a locked section, or the caller will already hold 2474sufficient references to make the lock, and thus a memory barrier unnecessary. 2475 2476If they're used for constructing a lock of some description, then they probably 2477do need memory barriers as a lock primitive generally has to do things in a 2478specific order. 2479 2480Basically, each usage case has to be carefully considered as to whether memory 2481barriers are needed or not. 2482 2483The following operations are special locking primitives: 2484 2485 test_and_set_bit_lock(); 2486 clear_bit_unlock(); 2487 __clear_bit_unlock(); 2488 2489These implement ACQUIRE-class and RELEASE-class operations. These should be used in 2490preference to other operations when implementing locking primitives, because 2491their implementations can be optimised on many architectures. 2492 2493[!] Note that special memory barrier primitives are available for these 2494situations because on some CPUs the atomic instructions used imply full memory 2495barriers, and so barrier instructions are superfluous in conjunction with them, 2496and in such cases the special barrier primitives will be no-ops. 2497 2498See Documentation/atomic_ops.txt for more information. 2499 2500 2501ACCESSING DEVICES 2502----------------- 2503 2504Many devices can be memory mapped, and so appear to the CPU as if they're just 2505a set of memory locations. To control such a device, the driver usually has to 2506make the right memory accesses in exactly the right order. 2507 2508However, having a clever CPU or a clever compiler creates a potential problem 2509in that the carefully sequenced accesses in the driver code won't reach the 2510device in the requisite order if the CPU or the compiler thinks it is more 2511efficient to reorder, combine or merge accesses - something that would cause 2512the device to malfunction. 2513 2514Inside of the Linux kernel, I/O should be done through the appropriate accessor 2515routines - such as inb() or writel() - which know how to make such accesses 2516appropriately sequential. Whilst this, for the most part, renders the explicit 2517use of memory barriers unnecessary, there are a couple of situations where they 2518might be needed: 2519 2520 (1) On some systems, I/O stores are not strongly ordered across all CPUs, and 2521 so for _all_ general drivers locks should be used and mmiowb() must be 2522 issued prior to unlocking the critical section. 2523 2524 (2) If the accessor functions are used to refer to an I/O memory window with 2525 relaxed memory access properties, then _mandatory_ memory barriers are 2526 required to enforce ordering. 2527 2528See Documentation/DocBook/deviceiobook.tmpl for more information. 2529 2530 2531INTERRUPTS 2532---------- 2533 2534A driver may be interrupted by its own interrupt service routine, and thus the 2535two parts of the driver may interfere with each other's attempts to control or 2536access the device. 2537 2538This may be alleviated - at least in part - by disabling local interrupts (a 2539form of locking), such that the critical operations are all contained within 2540the interrupt-disabled section in the driver. Whilst the driver's interrupt 2541routine is executing, the driver's core may not run on the same CPU, and its 2542interrupt is not permitted to happen again until the current interrupt has been 2543handled, thus the interrupt handler does not need to lock against that. 2544 2545However, consider a driver that was talking to an ethernet card that sports an 2546address register and a data register. If that driver's core talks to the card 2547under interrupt-disablement and then the driver's interrupt handler is invoked: 2548 2549 LOCAL IRQ DISABLE 2550 writew(ADDR, 3); 2551 writew(DATA, y); 2552 LOCAL IRQ ENABLE 2553 <interrupt> 2554 writew(ADDR, 4); 2555 q = readw(DATA); 2556 </interrupt> 2557 2558The store to the data register might happen after the second store to the 2559address register if ordering rules are sufficiently relaxed: 2560 2561 STORE *ADDR = 3, STORE *ADDR = 4, STORE *DATA = y, q = LOAD *DATA 2562 2563 2564If ordering rules are relaxed, it must be assumed that accesses done inside an 2565interrupt disabled section may leak outside of it and may interleave with 2566accesses performed in an interrupt - and vice versa - unless implicit or 2567explicit barriers are used. 2568 2569Normally this won't be a problem because the I/O accesses done inside such 2570sections will include synchronous load operations on strictly ordered I/O 2571registers that form implicit I/O barriers. If this isn't sufficient then an 2572mmiowb() may need to be used explicitly. 2573 2574 2575A similar situation may occur between an interrupt routine and two routines 2576running on separate CPUs that communicate with each other. If such a case is 2577likely, then interrupt-disabling locks should be used to guarantee ordering. 2578 2579 2580========================== 2581KERNEL I/O BARRIER EFFECTS 2582========================== 2583 2584When accessing I/O memory, drivers should use the appropriate accessor 2585functions: 2586 2587 (*) inX(), outX(): 2588 2589 These are intended to talk to I/O space rather than memory space, but 2590 that's primarily a CPU-specific concept. The i386 and x86_64 processors do 2591 indeed have special I/O space access cycles and instructions, but many 2592 CPUs don't have such a concept. 2593 2594 The PCI bus, amongst others, defines an I/O space concept which - on such 2595 CPUs as i386 and x86_64 - readily maps to the CPU's concept of I/O 2596 space. However, it may also be mapped as a virtual I/O space in the CPU's 2597 memory map, particularly on those CPUs that don't support alternate I/O 2598 spaces. 2599 2600 Accesses to this space may be fully synchronous (as on i386), but 2601 intermediary bridges (such as the PCI host bridge) may not fully honour 2602 that. 2603 2604 They are guaranteed to be fully ordered with respect to each other. 2605 2606 They are not guaranteed to be fully ordered with respect to other types of 2607 memory and I/O operation. 2608 2609 (*) readX(), writeX(): 2610 2611 Whether these are guaranteed to be fully ordered and uncombined with 2612 respect to each other on the issuing CPU depends on the characteristics 2613 defined for the memory window through which they're accessing. On later 2614 i386 architecture machines, for example, this is controlled by way of the 2615 MTRR registers. 2616 2617 Ordinarily, these will be guaranteed to be fully ordered and uncombined, 2618 provided they're not accessing a prefetchable device. 2619 2620 However, intermediary hardware (such as a PCI bridge) may indulge in 2621 deferral if it so wishes; to flush a store, a load from the same location 2622 is preferred[*], but a load from the same device or from configuration 2623 space should suffice for PCI. 2624 2625 [*] NOTE! attempting to load from the same location as was written to may 2626 cause a malfunction - consider the 16550 Rx/Tx serial registers for 2627 example. 2628 2629 Used with prefetchable I/O memory, an mmiowb() barrier may be required to 2630 force stores to be ordered. 2631 2632 Please refer to the PCI specification for more information on interactions 2633 between PCI transactions. 2634 2635 (*) readX_relaxed(), writeX_relaxed() 2636 2637 These are similar to readX() and writeX(), but provide weaker memory 2638 ordering guarantees. Specifically, they do not guarantee ordering with 2639 respect to normal memory accesses (e.g. DMA buffers) nor do they guarantee 2640 ordering with respect to LOCK or UNLOCK operations. If the latter is 2641 required, an mmiowb() barrier can be used. Note that relaxed accesses to 2642 the same peripheral are guaranteed to be ordered with respect to each 2643 other. 2644 2645 (*) ioreadX(), iowriteX() 2646 2647 These will perform appropriately for the type of access they're actually 2648 doing, be it inX()/outX() or readX()/writeX(). 2649 2650 2651======================================== 2652ASSUMED MINIMUM EXECUTION ORDERING MODEL 2653======================================== 2654 2655It has to be assumed that the conceptual CPU is weakly-ordered but that it will 2656maintain the appearance of program causality with respect to itself. Some CPUs 2657(such as i386 or x86_64) are more constrained than others (such as powerpc or 2658frv), and so the most relaxed case (namely DEC Alpha) must be assumed outside 2659of arch-specific code. 2660 2661This means that it must be considered that the CPU will execute its instruction 2662stream in any order it feels like - or even in parallel - provided that if an 2663instruction in the stream depends on an earlier instruction, then that 2664earlier instruction must be sufficiently complete[*] before the later 2665instruction may proceed; in other words: provided that the appearance of 2666causality is maintained. 2667 2668 [*] Some instructions have more than one effect - such as changing the 2669 condition codes, changing registers or changing memory - and different 2670 instructions may depend on different effects. 2671 2672A CPU may also discard any instruction sequence that winds up having no 2673ultimate effect. For example, if two adjacent instructions both load an 2674immediate value into the same register, the first may be discarded. 2675 2676 2677Similarly, it has to be assumed that compiler might reorder the instruction 2678stream in any way it sees fit, again provided the appearance of causality is 2679maintained. 2680 2681 2682============================ 2683THE EFFECTS OF THE CPU CACHE 2684============================ 2685 2686The way cached memory operations are perceived across the system is affected to 2687a certain extent by the caches that lie between CPUs and memory, and by the 2688memory coherence system that maintains the consistency of state in the system. 2689 2690As far as the way a CPU interacts with another part of the system through the 2691caches goes, the memory system has to include the CPU's caches, and memory 2692barriers for the most part act at the interface between the CPU and its cache 2693(memory barriers logically act on the dotted line in the following diagram): 2694 2695 <--- CPU ---> : <----------- Memory -----------> 2696 : 2697 +--------+ +--------+ : +--------+ +-----------+ 2698 | | | | : | | | | +--------+ 2699 | CPU | | Memory | : | CPU | | | | | 2700 | Core |--->| Access |----->| Cache |<-->| | | | 2701 | | | Queue | : | | | |--->| Memory | 2702 | | | | : | | | | | | 2703 +--------+ +--------+ : +--------+ | | | | 2704 : | Cache | +--------+ 2705 : | Coherency | 2706 : | Mechanism | +--------+ 2707 +--------+ +--------+ : +--------+ | | | | 2708 | | | | : | | | | | | 2709 | CPU | | Memory | : | CPU | | |--->| Device | 2710 | Core |--->| Access |----->| Cache |<-->| | | | 2711 | | | Queue | : | | | | | | 2712 | | | | : | | | | +--------+ 2713 +--------+ +--------+ : +--------+ +-----------+ 2714 : 2715 : 2716 2717Although any particular load or store may not actually appear outside of the 2718CPU that issued it since it may have been satisfied within the CPU's own cache, 2719it will still appear as if the full memory access had taken place as far as the 2720other CPUs are concerned since the cache coherency mechanisms will migrate the 2721cacheline over to the accessing CPU and propagate the effects upon conflict. 2722 2723The CPU core may execute instructions in any order it deems fit, provided the 2724expected program causality appears to be maintained. Some of the instructions 2725generate load and store operations which then go into the queue of memory 2726accesses to be performed. The core may place these in the queue in any order 2727it wishes, and continue execution until it is forced to wait for an instruction 2728to complete. 2729 2730What memory barriers are concerned with is controlling the order in which 2731accesses cross from the CPU side of things to the memory side of things, and 2732the order in which the effects are perceived to happen by the other observers 2733in the system. 2734 2735[!] Memory barriers are _not_ needed within a given CPU, as CPUs always see 2736their own loads and stores as if they had happened in program order. 2737 2738[!] MMIO or other device accesses may bypass the cache system. This depends on 2739the properties of the memory window through which devices are accessed and/or 2740the use of any special device communication instructions the CPU may have. 2741 2742 2743CACHE COHERENCY 2744--------------- 2745 2746Life isn't quite as simple as it may appear above, however: for while the 2747caches are expected to be coherent, there's no guarantee that that coherency 2748will be ordered. This means that whilst changes made on one CPU will 2749eventually become visible on all CPUs, there's no guarantee that they will 2750become apparent in the same order on those other CPUs. 2751 2752 2753Consider dealing with a system that has a pair of CPUs (1 & 2), each of which 2754has a pair of parallel data caches (CPU 1 has A/B, and CPU 2 has C/D): 2755 2756 : 2757 : +--------+ 2758 : +---------+ | | 2759 +--------+ : +--->| Cache A |<------->| | 2760 | | : | +---------+ | | 2761 | CPU 1 |<---+ | | 2762 | | : | +---------+ | | 2763 +--------+ : +--->| Cache B |<------->| | 2764 : +---------+ | | 2765 : | Memory | 2766 : +---------+ | System | 2767 +--------+ : +--->| Cache C |<------->| | 2768 | | : | +---------+ | | 2769 | CPU 2 |<---+ | | 2770 | | : | +---------+ | | 2771 +--------+ : +--->| Cache D |<------->| | 2772 : +---------+ | | 2773 : +--------+ 2774 : 2775 2776Imagine the system has the following properties: 2777 2778 (*) an odd-numbered cache line may be in cache A, cache C or it may still be 2779 resident in memory; 2780 2781 (*) an even-numbered cache line may be in cache B, cache D or it may still be 2782 resident in memory; 2783 2784 (*) whilst the CPU core is interrogating one cache, the other cache may be 2785 making use of the bus to access the rest of the system - perhaps to 2786 displace a dirty cacheline or to do a speculative load; 2787 2788 (*) each cache has a queue of operations that need to be applied to that cache 2789 to maintain coherency with the rest of the system; 2790 2791 (*) the coherency queue is not flushed by normal loads to lines already 2792 present in the cache, even though the contents of the queue may 2793 potentially affect those loads. 2794 2795Imagine, then, that two writes are made on the first CPU, with a write barrier 2796between them to guarantee that they will appear to reach that CPU's caches in 2797the requisite order: 2798 2799 CPU 1 CPU 2 COMMENT 2800 =============== =============== ======================================= 2801 u == 0, v == 1 and p == &u, q == &u 2802 v = 2; 2803 smp_wmb(); Make sure change to v is visible before 2804 change to p 2805 <A:modify v=2> v is now in cache A exclusively 2806 p = &v; 2807 <B:modify p=&v> p is now in cache B exclusively 2808 2809The write memory barrier forces the other CPUs in the system to perceive that 2810the local CPU's caches have apparently been updated in the correct order. But 2811now imagine that the second CPU wants to read those values: 2812 2813 CPU 1 CPU 2 COMMENT 2814 =============== =============== ======================================= 2815 ... 2816 q = p; 2817 x = *q; 2818 2819The above pair of reads may then fail to happen in the expected order, as the 2820cacheline holding p may get updated in one of the second CPU's caches whilst 2821the update to the cacheline holding v is delayed in the other of the second 2822CPU's caches by some other cache event: 2823 2824 CPU 1 CPU 2 COMMENT 2825 =============== =============== ======================================= 2826 u == 0, v == 1 and p == &u, q == &u 2827 v = 2; 2828 smp_wmb(); 2829 <A:modify v=2> <C:busy> 2830 <C:queue v=2> 2831 p = &v; q = p; 2832 <D:request p> 2833 <B:modify p=&v> <D:commit p=&v> 2834 <D:read p> 2835 x = *q; 2836 <C:read *q> Reads from v before v updated in cache 2837 <C:unbusy> 2838 <C:commit v=2> 2839 2840Basically, whilst both cachelines will be updated on CPU 2 eventually, there's 2841no guarantee that, without intervention, the order of update will be the same 2842as that committed on CPU 1. 2843 2844 2845To intervene, we need to interpolate a data dependency barrier or a read 2846barrier between the loads. This will force the cache to commit its coherency 2847queue before processing any further requests: 2848 2849 CPU 1 CPU 2 COMMENT 2850 =============== =============== ======================================= 2851 u == 0, v == 1 and p == &u, q == &u 2852 v = 2; 2853 smp_wmb(); 2854 <A:modify v=2> <C:busy> 2855 <C:queue v=2> 2856 p = &v; q = p; 2857 <D:request p> 2858 <B:modify p=&v> <D:commit p=&v> 2859 <D:read p> 2860 smp_read_barrier_depends() 2861 <C:unbusy> 2862 <C:commit v=2> 2863 x = *q; 2864 <C:read *q> Reads from v after v updated in cache 2865 2866 2867This sort of problem can be encountered on DEC Alpha processors as they have a 2868split cache that improves performance by making better use of the data bus. 2869Whilst most CPUs do imply a data dependency barrier on the read when a memory 2870access depends on a read, not all do, so it may not be relied on. 2871 2872Other CPUs may also have split caches, but must coordinate between the various 2873cachelets for normal memory accesses. The semantics of the Alpha removes the 2874need for coordination in the absence of memory barriers. 2875 2876 2877CACHE COHERENCY VS DMA 2878---------------------- 2879 2880Not all systems maintain cache coherency with respect to devices doing DMA. In 2881such cases, a device attempting DMA may obtain stale data from RAM because 2882dirty cache lines may be resident in the caches of various CPUs, and may not 2883have been written back to RAM yet. To deal with this, the appropriate part of 2884the kernel must flush the overlapping bits of cache on each CPU (and maybe 2885invalidate them as well). 2886 2887In addition, the data DMA'd to RAM by a device may be overwritten by dirty 2888cache lines being written back to RAM from a CPU's cache after the device has 2889installed its own data, or cache lines present in the CPU's cache may simply 2890obscure the fact that RAM has been updated, until at such time as the cacheline 2891is discarded from the CPU's cache and reloaded. To deal with this, the 2892appropriate part of the kernel must invalidate the overlapping bits of the 2893cache on each CPU. 2894 2895See Documentation/cachetlb.txt for more information on cache management. 2896 2897 2898CACHE COHERENCY VS MMIO 2899----------------------- 2900 2901Memory mapped I/O usually takes place through memory locations that are part of 2902a window in the CPU's memory space that has different properties assigned than 2903the usual RAM directed window. 2904 2905Amongst these properties is usually the fact that such accesses bypass the 2906caching entirely and go directly to the device buses. This means MMIO accesses 2907may, in effect, overtake accesses to cached memory that were emitted earlier. 2908A memory barrier isn't sufficient in such a case, but rather the cache must be 2909flushed between the cached memory write and the MMIO access if the two are in 2910any way dependent. 2911 2912 2913========================= 2914THE THINGS CPUS GET UP TO 2915========================= 2916 2917A programmer might take it for granted that the CPU will perform memory 2918operations in exactly the order specified, so that if the CPU is, for example, 2919given the following piece of code to execute: 2920 2921 a = READ_ONCE(*A); 2922 WRITE_ONCE(*B, b); 2923 c = READ_ONCE(*C); 2924 d = READ_ONCE(*D); 2925 WRITE_ONCE(*E, e); 2926 2927they would then expect that the CPU will complete the memory operation for each 2928instruction before moving on to the next one, leading to a definite sequence of 2929operations as seen by external observers in the system: 2930 2931 LOAD *A, STORE *B, LOAD *C, LOAD *D, STORE *E. 2932 2933 2934Reality is, of course, much messier. With many CPUs and compilers, the above 2935assumption doesn't hold because: 2936 2937 (*) loads are more likely to need to be completed immediately to permit 2938 execution progress, whereas stores can often be deferred without a 2939 problem; 2940 2941 (*) loads may be done speculatively, and the result discarded should it prove 2942 to have been unnecessary; 2943 2944 (*) loads may be done speculatively, leading to the result having been fetched 2945 at the wrong time in the expected sequence of events; 2946 2947 (*) the order of the memory accesses may be rearranged to promote better use 2948 of the CPU buses and caches; 2949 2950 (*) loads and stores may be combined to improve performance when talking to 2951 memory or I/O hardware that can do batched accesses of adjacent locations, 2952 thus cutting down on transaction setup costs (memory and PCI devices may 2953 both be able to do this); and 2954 2955 (*) the CPU's data cache may affect the ordering, and whilst cache-coherency 2956 mechanisms may alleviate this - once the store has actually hit the cache 2957 - there's no guarantee that the coherency management will be propagated in 2958 order to other CPUs. 2959 2960So what another CPU, say, might actually observe from the above piece of code 2961is: 2962 2963 LOAD *A, ..., LOAD {*C,*D}, STORE *E, STORE *B 2964 2965 (Where "LOAD {*C,*D}" is a combined load) 2966 2967 2968However, it is guaranteed that a CPU will be self-consistent: it will see its 2969_own_ accesses appear to be correctly ordered, without the need for a memory 2970barrier. For instance with the following code: 2971 2972 U = READ_ONCE(*A); 2973 WRITE_ONCE(*A, V); 2974 WRITE_ONCE(*A, W); 2975 X = READ_ONCE(*A); 2976 WRITE_ONCE(*A, Y); 2977 Z = READ_ONCE(*A); 2978 2979and assuming no intervention by an external influence, it can be assumed that 2980the final result will appear to be: 2981 2982 U == the original value of *A 2983 X == W 2984 Z == Y 2985 *A == Y 2986 2987The code above may cause the CPU to generate the full sequence of memory 2988accesses: 2989 2990 U=LOAD *A, STORE *A=V, STORE *A=W, X=LOAD *A, STORE *A=Y, Z=LOAD *A 2991 2992in that order, but, without intervention, the sequence may have almost any 2993combination of elements combined or discarded, provided the program's view 2994of the world remains consistent. Note that READ_ONCE() and WRITE_ONCE() 2995are -not- optional in the above example, as there are architectures 2996where a given CPU might reorder successive loads to the same location. 2997On such architectures, READ_ONCE() and WRITE_ONCE() do whatever is 2998necessary to prevent this, for example, on Itanium the volatile casts 2999used by READ_ONCE() and WRITE_ONCE() cause GCC to emit the special ld.acq 3000and st.rel instructions (respectively) that prevent such reordering. 3001 3002The compiler may also combine, discard or defer elements of the sequence before 3003the CPU even sees them. 3004 3005For instance: 3006 3007 *A = V; 3008 *A = W; 3009 3010may be reduced to: 3011 3012 *A = W; 3013 3014since, without either a write barrier or an WRITE_ONCE(), it can be 3015assumed that the effect of the storage of V to *A is lost. Similarly: 3016 3017 *A = Y; 3018 Z = *A; 3019 3020may, without a memory barrier or an READ_ONCE() and WRITE_ONCE(), be 3021reduced to: 3022 3023 *A = Y; 3024 Z = Y; 3025 3026and the LOAD operation never appear outside of the CPU. 3027 3028 3029AND THEN THERE'S THE ALPHA 3030-------------------------- 3031 3032The DEC Alpha CPU is one of the most relaxed CPUs there is. Not only that, 3033some versions of the Alpha CPU have a split data cache, permitting them to have 3034two semantically-related cache lines updated at separate times. This is where 3035the data dependency barrier really becomes necessary as this synchronises both 3036caches with the memory coherence system, thus making it seem like pointer 3037changes vs new data occur in the right order. 3038 3039The Alpha defines the Linux kernel's memory barrier model. 3040 3041See the subsection on "Cache Coherency" above. 3042 3043VIRTUAL MACHINE GUESTS 3044------------------- 3045 3046Guests running within virtual machines might be affected by SMP effects even if 3047the guest itself is compiled without SMP support. This is an artifact of 3048interfacing with an SMP host while running an UP kernel. Using mandatory 3049barriers for this use-case would be possible but is often suboptimal. 3050 3051To handle this case optimally, low-level virt_mb() etc macros are available. 3052These have the same effect as smp_mb() etc when SMP is enabled, but generate 3053identical code for SMP and non-SMP systems. For example, virtual machine guests 3054should use virt_mb() rather than smp_mb() when synchronizing against a 3055(possibly SMP) host. 3056 3057These are equivalent to smp_mb() etc counterparts in all other respects, 3058in particular, they do not control MMIO effects: to control 3059MMIO effects, use mandatory barriers. 3060 3061============ 3062EXAMPLE USES 3063============ 3064 3065CIRCULAR BUFFERS 3066---------------- 3067 3068Memory barriers can be used to implement circular buffering without the need 3069of a lock to serialise the producer with the consumer. See: 3070 3071 Documentation/circular-buffers.txt 3072 3073for details. 3074 3075 3076========== 3077REFERENCES 3078========== 3079 3080Alpha AXP Architecture Reference Manual, Second Edition (Sites & Witek, 3081Digital Press) 3082 Chapter 5.2: Physical Address Space Characteristics 3083 Chapter 5.4: Caches and Write Buffers 3084 Chapter 5.5: Data Sharing 3085 Chapter 5.6: Read/Write Ordering 3086 3087AMD64 Architecture Programmer's Manual Volume 2: System Programming 3088 Chapter 7.1: Memory-Access Ordering 3089 Chapter 7.4: Buffering and Combining Memory Writes 3090 3091IA-32 Intel Architecture Software Developer's Manual, Volume 3: 3092System Programming Guide 3093 Chapter 7.1: Locked Atomic Operations 3094 Chapter 7.2: Memory Ordering 3095 Chapter 7.4: Serializing Instructions 3096 3097The SPARC Architecture Manual, Version 9 3098 Chapter 8: Memory Models 3099 Appendix D: Formal Specification of the Memory Models 3100 Appendix J: Programming with the Memory Models 3101 3102UltraSPARC Programmer Reference Manual 3103 Chapter 5: Memory Accesses and Cacheability 3104 Chapter 15: Sparc-V9 Memory Models 3105 3106UltraSPARC III Cu User's Manual 3107 Chapter 9: Memory Models 3108 3109UltraSPARC IIIi Processor User's Manual 3110 Chapter 8: Memory Models 3111 3112UltraSPARC Architecture 2005 3113 Chapter 9: Memory 3114 Appendix D: Formal Specifications of the Memory Models 3115 3116UltraSPARC T1 Supplement to the UltraSPARC Architecture 2005 3117 Chapter 8: Memory Models 3118 Appendix F: Caches and Cache Coherency 3119 3120Solaris Internals, Core Kernel Architecture, p63-68: 3121 Chapter 3.3: Hardware Considerations for Locks and 3122 Synchronization 3123 3124Unix Systems for Modern Architectures, Symmetric Multiprocessing and Caching 3125for Kernel Programmers: 3126 Chapter 13: Other Memory Models 3127 3128Intel Itanium Architecture Software Developer's Manual: Volume 1: 3129 Section 2.6: Speculation 3130 Section 4.4: Memory Access 3131